OMB NO: 3038-0005 EXPIRATION DATE: 05/31/2004
RESPS:17,705 HOURS:115,871 COSTS(000):$0
Rules Relating to the Operations and Activities of Commodity
Pool Operators and Commodity Trading Advisors and to Monthly
Reporting by Futures Commission Merchants.
FORMS: NONE
OMB NO: 3038-0015 EXPIRATION DATE: 08/31/2005
RESPS:30 HOURS:5 COSTS(000):$0
Copies of Crop and Market Information Reports
FORMS: NONE
OMB NO: 3038-0016 EXPIRATION DATE: 03/31/2004
RESPS:2 HOURS:500 COSTS(000):$0
Compliance with Requirements for Designation as a Contract Market
FORMS: NONE
OMB NO: 3038-0022 EXPIRATION DATE: 11/30/2004
RESPS:30,537 HOURS:770,506 COSTS(000):$0
Rules Pertaining to Contract Markets and Their Members
FORMS: NONE
OMB NO: 3038-0023 EXPIRATION DATE: 07/31/2004
RESPS:59,934 HOURS:8,339 COSTS(000):$0
Notice Registration as a Futures Commission Merchant or
Introducing Broker for Certain Securities Brokers or Dealers
FORMS: 3R 7R 7W 8R 8T 8W
OMB NO: 3038-0024 EXPIRATION DATE: 10/31/2005
RESPS:80,079 HOURS:29,154 COSTS(000):$0
Regulations and Forms Pertaining to the Financial Integrity of
the Marketplace
FORMS: 1-FR-FCM 1-FR-IB
OMB NO: 3038-0025 EXPIRATION DATE: 08/31/2004
RESPS:3 HOURS:4 COSTS(000):$0
17 C.F.R. 140.735.6 Practice by Former Members and Employees of
the Commission
FORMS: NONE
OMB NO: 3038-0043 EXPIRATION DATE: 04/30/2003
RESPS:89 HOURS:126 COSTS(000):$0
Rules Relating to Review of National Futures Association
Decisions in Disciplinary, Membership Denial, Registration and
Member Responsibility Actions
FORMS: NONE
OMB NO: 3038-0049 EXPIRATION DATE: 06/30/2004
RESPS:2,280 HOURS:2,957 COSTS(000):$0
Procedural Requirements for Requests for Interpretative, No-
Action and Exemptive Letters
FORMS: NONE
OMB NO: 3038-0050 EXPIRATION DATE: 06/30/2003
RESPS:125 HOURS:1,125 COSTS(000):$0
Public Reporting by Operators of Certain Large Commodity Pools
FORMS: NONE
OMB NO: 3038-0052 EXPIRATION DATE: 07/31/2003
RESPS:10 HOURS:3,000 COSTS(000):$0
Part 38 Establishing Procedures for Entities to become a
Recognized Futures Exchange
FORMS: NONE
OMB NO: 3038-0053 EXPIRATION DATE: 07/31/2003
RESPS:10 HOURS:2,000 COSTS(000):$0
Part 37 Establishing Procedures for Entities to be Recognized as
Derivatives Transaction Facilities
FORMS: NONE
OMB NO: 3038-0054 EXPIRATION DATE: 05/31/2004
RESPS:10 HOURS:100 COSTS(000):$0
Part 36 Establishing Notification Procedures for Entities
FORMS: NONE
OMB NO: 3038-0055 EXPIRATION DATE: 05/31/2004
RESPS:301,420 HOURS:81,375 COSTS(000):$0
Privacy of Consumer Financial Information
FORMS: NONE
OMB NO: 3038-0059 EXPIRATION DATE: 12/31/2004
RESPS:16,530 HOURS:3,472 COSTS(000):$0
Part 41, Relating to Security Futures Products
FORMS: NONE
OMB NO: 3041-0003 EXPIRATION DATE: 09/30/2004
RESPS:75 HOURS:75 COSTS(000):$0
Procedures for the Export of Noncomplying Products
FORMS: NONE
OMB NO: 3041-0006 EXPIRATION DATE: 07/31/2003
RESPS:5 HOURS:1,100 COSTS(000):$0
Safety Standard for Omnidirectional Citizens Band Base Station
Antennas, 16 CFR Part 1204
FORMS: NONE
OMB NO: 3041-0012 EXPIRATION DATE: 09/30/2004
RESPS:16 HOURS:80 COSTS(000):$0
Recordkeeping Requirements Under the Safety Standard for Non
Full-Size Cribs
FORMS: NONE
OMB NO: 3041-0013 EXPIRATION DATE: 09/30/2004
RESPS:54 HOURS:270 COSTS(000):$0
Recordkeeping Requirements Under the Safety Standard for Full-
Size Cribs
FORMS: NONE
OMB NO: 3041-0014 EXPIRATION DATE: 09/30/2004
RESPS:850 HOURS:22,100 COSTS(000):$0
Testing and Recordkeeping Requirements under the Standard for
the Flammability of Mattresses and Mattress Pads, 16 CFR 1632
FORMS: NONE
OMB NO: 3041-0017 EXPIRATION DATE: 02/28/2006
RESPS:24,000 HOURS:60,000 COSTS(000):$0
Standard for the Flammability of Carpets and Rugs (FF-1-70), 16
CFR 1630 and Standard for the Flammability of Small Carpets and
Rugs (FF 2-70), 16 CFR 1631
FORMS: NONE
OMB NO: 3041-0019 EXPIRATION DATE: 01/31/2006
RESPS:28 HOURS:56 COSTS(000):$0
Ban of Certain Articles Known as Baby-Bouncers, Walker-Jumpers,
and Baby Walkers, 16 CFR Section 1500.18(a)(6) and Section
1500.86(a)(4)
FORMS: NONE
OMB NO: 3041-0022 EXPIRATION DATE: 05/31/2004
RESPS:45 HOURS:59,400 COSTS(000):$0
Amended Interim Safety Standard for Cellulose Insulation (16
C.F.R. Part 1209)
FORMS: NONE
OMB NO: 3041-0024 EXPIRATION DATE: 08/31/2003
RESPS:101 HOURS:101,600 COSTS(000):$0
Standard for the Flammability of Clothing Textiles, 16 CFR Part
1610; Standard for the Flammability of Vinyl Plastic Film, 16
CFR Part 1611
FORMS: NONE
OMB NO: 3041-0027 EXPIRATION DATE: 03/31/2006
RESPS:53 HOURS:318,000 COSTS(000):$0
Standards for the Flammability of Children's Sleepwear, Sizes 0-
6X (16 CFR 1615) and sizes 7-14 (16 CFR 1616).
FORMS: NONE
OMB NO: 3041-0035 EXPIRATION DATE: 06/30/2003
RESPS:400 HOURS:8,000 COSTS(000):$0
Requirements for Electrically Operated Toys, 16 C.F.R. Part 1505
FORMS: NONE
OMB NO: 3041-0040 EXPIRATION DATE: 11/30/2005
RESPS:5 HOURS:15 COSTS(000):$0
Notification Requirements for Coal and Wood Burning Appliances
FORMS: NONE
OMB NO: 3041-0059 EXPIRATION DATE: 01/31/2006
RESPS:2,539 HOURS:14,174 COSTS(000):$0
Information Collection Associated with Procuement of Goods and
Services
FORMS: SF-33 SF-18 SF-1449
OMB NO: 3041-0080 EXPIRATION DATE: 10/31/2005
RESPS:40 HOURS:40 COSTS(000):$0
Information Collection Requirements for Sound Levels for Toy Caps
FORMS: NONE
OMB NO: 3041-0091 EXPIRATION DATE: 05/31/2003
RESPS:20 HOURS:7,800 COSTS(000):$0
Safety Standard for Walk-Behind Lawn Mowers, 16 CFR 1205
FORMS: NONE
OMB NO: 3041-0116 EXPIRATION DATE: 07/31/2003
RESPS:90 HOURS:7,875 COSTS(000):$0
Safety Standard for Cigarette Lighters
FORMS: NONE
OMB NO: 3041-0125 EXPIRATION DATE: 06/30/2003
RESPS:22 HOURS:880 COSTS(000):$0
Safety Standard for Automatic Residential Garage Door Operators
- 16 CFR Part 1211
FORMS: NONE
OMB NO: 3041-0127 EXPIRATION DATE: 09/30/2004
RESPS:200 HOURS:30,000 COSTS(000):$0
Safety Standard for Bicycle Helmets
FORMS: NONE
OMB NO: 3041-0128 EXPIRATION DATE: 04/30/2005
RESPS:501 HOURS:29 COSTS(000):$0
Customer Satisfaction Surveys: Fast Track Recall Survey, State
Partner Survey, Hotline Survey, and Clearinghouse Survey
FORMS: NONE
OMB NO: 3041-0130 EXPIRATION DATE: 07/31/2004
RESPS:3 HOURS:300 COSTS(000):$0
Safety Standard for Multi-Purpose Lighters
FORMS: NONE
OMB NO: 3041-0131 EXPIRATION DATE: 07/31/2005
RESPS:460 HOURS:18,400 COSTS(000):$0
Metal-Cored Candle Wicks Containing Lead and Candles with Such
Wicks
FORMS: NONE
OMB NO: 3060-0004 EXPIRATION DATE: 09/30/2004
RESPS:126,550 HOURS:239,620 COSTS(000):$849
Guidelines for Evaluating the Environmental Effects of
Radiofrequency Radiation, Second Memorandum Opinion and Order,
ET Docket No. 93-62
FORMS: NONE
OMB NO: 3060-0009 EXPIRATION DATE: 12/31/2005
RESPS:700 HOURS:700 COSTS(000):$416
Application for Consent to Assignment of Broadcast Station
Construction Permit or License or Transfer of Control of
Corporation Holding Broadcast Station Construction Permit or...
FORMS: FCC-316
OMB NO: 3060-0010 EXPIRATION DATE: 02/28/2006
RESPS:2,000 HOURS:2,750 COSTS(000):$2,163
Ownership Report for Commercial Broadcast Station
FORMS: FORM-323
OMB NO: 3060-0012 EXPIRATION DATE: 10/31/2005
RESPS:130 HOURS:260 COSTS(000):$23
Application for Additional Time to Construct a Radio Station
(Under 47 CFR Parts 21, 23 and 25)
FORMS: FCC-701
OMB NO: 3060-0016 EXPIRATION DATE: 01/31/2004
RESPS:1,200 HOURS:8,400 COSTS(000):$3,598
Application for Authority to Construct or Make Changes in a Low
Power TV, TV Translator or TV Booster Station
FORMS: FCC-346
OMB NO: 3060-0017 EXPIRATION DATE: 04/30/2003
RESPS:1,000 HOURS:1,500 COSTS(000):$110
Application for a Low-Power TV, TV Translator, or TV Booster
Station License
FORMS: FCC-347
OMB NO: 3060-0021 EXPIRATION DATE: 12/31/2003
RESPS:12 HOURS:1 COSTS(000):$0
Civil Air Patrol Radio Station License
FORMS: FCC480
OMB NO: 3060-0027 EXPIRATION DATE: 08/31/2003
RESPS:3,370 HOURS:7,427 COSTS(000):$35,485
Application for Construction Permit for Commercial
FORMS: FCC-301
OMB NO: 3060-0029 EXPIRATION DATE: 06/30/2004
RESPS:83 HOURS:224 COSTS(000):$61
Application for TV Broadcast Station License
FORMS: FCC-302-TV
OMB NO: 3060-0031 EXPIRATION DATE: 05/31/2004
RESPS:1,591 HOURS:2,546 COSTS(000):$12,237
Application for Consent to Assignment of Broadcast Station
Construction Permit or License
FORMS: FCC-314
OMB NO: 3060-0032 EXPIRATION DATE: 05/31/2004
RESPS:1,591 HOURS:2,546 COSTS(000):$12,237
Application for Consent To Transfer Control of Entity Holding
Broadcast Station Construction Permit or License
FORMS: FCC-315
OMB NO: 3060-0034 EXPIRATION DATE: 02/29/2004
RESPS:1,970 HOURS:4,370 COSTS(000):$8,538
Application for Construction Permit for Reserved Chanel Non-
Commercial Educational Broadcast Station
FORMS: FCC-340
OMB NO: 3060-0053 EXPIRATION DATE: 02/28/2005
RESPS:40 HOURS:24 COSTS(000):$2
Application for Consent to Transfer Control of Corporation
Holding Station License
FORMS: FCC-703
OMB NO: 3060-0054 EXPIRATION DATE: 02/28/2005
RESPS:250 HOURS:292 COSTS(000):$36
Application for Exemption from Ship Station Requirements
FORMS: FCC-820
OMB NO: 3060-0055 EXPIRATION DATE: 08/31/2003
RESPS:814 HOURS:2,605 COSTS(000):$179
Application for Television Relay Service Station Authorization
FORMS: FCC-327
OMB NO: 3060-0056 EXPIRATION DATE: 12/31/2004
RESPS:54,369 HOURS:117,959 COSTS(000):$2,705
Part 68 - Connection of Terminal Equipment to the Telephone
Network
FORMS: NONE
OMB NO: 3060-0059 EXPIRATION DATE: 08/31/2003
RESPS:1,680,360 HOURS:28,030 COSTS(000):$0
Statement Regarding the Importation of Radio Frequency Devices
Capable of Causing Harmful Interference
FORMS: FCC-740
OMB NO: 3060-0061 EXPIRATION DATE: 12/31/2005
RESPS:1,150 HOURS:2,300 COSTS(000):$0
Form 325, Annual Report of Cable Television Systems
FORMS: FORM-325
OMB NO: 3060-0062 EXPIRATION DATE: 02/28/2005
RESPS:500 HOURS:500 COSTS(000):$750
Application for Authorization to Construct New or Make Changes
in an Instructional Television Fixed and/or Response Station(s),
or to Assign or Transfer Such Station(s)
FORMS: FCC-330
OMB NO: 3060-0065 EXPIRATION DATE: 04/30/2005
RESPS:700 HOURS:2,800 COSTS(000):$0
Applications for New or Modified Radio Station Authorization
Under Part 5 of FCC Rules - Experimental Radio Service (Other
than Broadcast)
FORMS: FCC-442
OMB NO: 3060-0066 EXPIRATION DATE: 07/31/2003
RESPS:75 HOURS:225 COSTS(000):$0
Aplication for Renewal of Instructional Television Fixed Station
and/or Response Station(s) and Low Power Relay Station(s) License
FORMS: FCC-330-R
OMB NO: 3060-0068 EXPIRATION DATE: 05/31/2005
RESPS:10 HOURS:6 COSTS(000):$1
Application for Consent to Assign an Experimental Authorization
FORMS: FCC702
OMB NO: 3060-0072 EXPIRATION DATE: 10/31/2005
RESPS:260 HOURS:22 COSTS(000):$13
Airborne Mobile Radio Telephone License Application
FORMS: FCC-409
OMB NO: 3060-0075 EXPIRATION DATE: 10/31/2005
RESPS:320 HOURS:320 COSTS(000):$516
Application for Consent to Assign Construction Permit or License
for TV or FM Translator Station or Low Power Television Station
or to Transfer Control or Entity Holding TV or FM Translator....
FORMS: FCC-345
OMB NO: 3060-0076 EXPIRATION DATE: 02/28/2006
RESPS:4,000 HOURS:4,000 COSTS(000):$0
Annual Employment Report for Common Carriers
FORMS: FCC-395
OMB NO: 3060-0084 EXPIRATION DATE: 07/31/2005
RESPS:2,636 HOURS:2,636 COSTS(000):$1,054
Ownership Report for Noncommercial Educational Broadcast Station
FORMS: FCC-323-E
OMB NO: 3060-0093 EXPIRATION DATE: 11/30/2003
RESPS:2,500 HOURS:5,625 COSTS(000):$338
Application for Renewal of Radio Station License in Specified
Services
FORMS: FCC-405
OMB NO: 3060-0147 EXPIRATION DATE: 02/28/2006
RESPS:13 HOURS:104 COSTS(000):$0
Section 64.804 - Extension of Unsecured Credit for Interstate
and Foreign Communication Services to Candidates for Federal
Office
FORMS: NONE
OMB NO: 3060-0149 EXPIRATION DATE: 05/31/2005
RESPS:35 HOURS:175 COSTS(000):$0
Application and Supplemental Information Requirements - Part 63,
Section 214, Sections 63.01-63.601
FORMS: NONE
OMB NO: 3060-0157 EXPIRATION DATE: 05/31/2003
RESPS:200 HOURS:50 COSTS(000):$10
Section 73.99 Presunrise Service Authoirzation (PSRA) and
Postsunset Service Authorization (PSSA)
FORMS: NONE
OMB NO: 3060-0161 EXPIRATION DATE: 04/30/2003
RESPS:1,890 HOURS:36,020 COSTS(000):$0
AM Directional Antenna Field Strength Measurements -- Section
73.61
FORMS: NONE
OMB NO: 3060-0166 EXPIRATION DATE: 08/31/2004
RESPS:52 HOURS:104 COSTS(000):$0
Part 42 - Preservation of Records of Communications Common
Carriers
FORMS: NONE
OMB NO: 3060-0169 EXPIRATION DATE: 06/30/2005
RESPS:374 HOURS:6,029 COSTS(000):$0
Sections 43.51 and 43.53 - Reports and Records of Communications
Common Carriers and Affiliates
FORMS: NONE
OMB NO: 3060-0170 EXPIRATION DATE: 03/31/2005
RESPS:57 HOURS:29 COSTS(000):$9
Section 73.1030 Notifications concerning interference to radio
astronomy, research and receiving installations
FORMS: NONE
OMB NO: 3060-0171 EXPIRATION DATE: 10/31/2004
RESPS:135 HOURS:83 COSTS(000):$13
Section 73.1125 Station Main Studio Location
FORMS: NONE
OMB NO: 3060-0214 EXPIRATION DATE: 12/31/2005
RESPS:12,289 HOURS:1,379,212 COSTS(000):$0
Section 73.3526, Local Public Inspection File of Commercial
Stations
FORMS: NONE
OMB NO: 3060-0215 EXPIRATION DATE: 04/30/2005
RESPS:2,515 HOURS:261,575 COSTS(000):$0
Section 73.3527 Local Public Inspection File of Noncommerical
Educatonal Stations
FORMS: NONE
OMB NO: 3060-0216 EXPIRATION DATE: 01/31/2005
RESPS:50 HOURS:50 COSTS(000):$0
Section 73.3538 Application to make changes in an existing
station
FORMS: NONE
OMB NO: 3060-0221 EXPIRATION DATE: 11/30/2004
RESPS:2,055 HOURS:2,055 COSTS(000):$0
Section 90.155 Time in which station must be placed in operation
FORMS: NONE
OMB NO: 3060-0222 EXPIRATION DATE: 10/31/2003
RESPS:500 HOURS:100 COSTS(000):$0
Section 97.213 Remote Control of a Station
FORMS: NONE
OMB NO: 3060-0223 EXPIRATION DATE: 07/31/2005
RESPS:100 HOURS:34 COSTS(000):$0
Section 90.129 Supplemental information to be routinely
submitted with applications; non-type accepted equipment
FORMS: NONE
OMB NO: 3060-0270 EXPIRATION DATE: 11/30/2003
RESPS:57,410 HOURS:4,765 COSTS(000):$0
Content of Station Records - 90.443
FORMS: NONE
OMB NO: 3060-0280 EXPIRATION DATE: 08/31/2003
RESPS:15 HOURS:10 COSTS(000):$2
47 CFR Section 90.633 (f) and (g), Conventional Systems Loading
Requirements (Wide Area Systems)
FORMS: NONE
OMB NO: 3060-0281 EXPIRATION DATE: 05/31/2004
RESPS:16,408 HOURS:2,724 COSTS(000):$0
Section 90.651 Supplemental reports required of licensees
authorized under this subpart
FORMS: NONE
OMB NO: 3060-0286 EXPIRATION DATE: 04/30/2004
RESPS:160 HOURS:160 COSTS(000):$0
Section 80.302 Notice of Discotinuance, reduction, or impairment
of service involving a distress watch
FORMS: NONE
OMB NO: 3060-0287 EXPIRATION DATE: 01/31/2005
RESPS:1,618 HOURS:42,068 COSTS(000):$0
Section 78.69 Station Records
FORMS: NONE
OMB NO: 3060-0288 EXPIRATION DATE: 04/30/2003
RESPS:35 HOURS:140 COSTS(000):$4
47 CFR 78.33 Specific Temporary Authority (Cable Television
FORMS: NONE
OMB NO: 3060-0295 EXPIRATION DATE: 03/31/2004
RESPS:2,028 HOURS:507 COSTS(000):$0
Supplemental Information to be Furnished by Applicants for
Facilities Under This Subpart, 47 CFR Section 90.607(b)(1) and
(c)(1).
FORMS: FCC-601
OMB NO: 3060-0297 EXPIRATION DATE: 10/31/2003
RESPS:100 HOURS:1,600 COSTS(000):$0
Section 80.503 Cooperative Use of Facilities
FORMS: NONE
OMB NO: 3060-0298 EXPIRATION DATE: 02/28/2005
RESPS:3,000 HOURS:135,000 COSTS(000):$2,161
Tariffs (Other Than Tariff Review Plan) - Part 51
FORMS: NONE
OMB NO: 3060-0307 EXPIRATION DATE: 06/30/2003
RESPS:12,195 HOURS:23,073 COSTS(000):$7,591
Amendment of Part 90 of the Commission's Rules to Facilitate
Future Development of SMR Systems in the 800 MHz Frequency Band
FORMS: NONE
OMB NO: 3060-0311 EXPIRATION DATE: 12/31/2005
RESPS:12 HOURS:180 COSTS(000):$0
Section 76.54, Significantly Viewed Signals; Method to be
Followed for Special Showings
FORMS: NONE
OMB NO: 3060-0316 EXPIRATION DATE: 10/31/2004
RESPS:3,885 HOURS:101,010 COSTS(000):$0
Section 76.1700 Records to be Maintained Locally by Cable System
Operators for Public Inspection
FORMS: NONE
OMB NO: 3060-0332 EXPIRATION DATE: 10/31/2004
RESPS:12,096 HOURS:7,056 COSTS(000):$0
Section 76.614 Cable Television System Regular Monitoring and
76.1706 Signal Leakage Logs and Repair Records
FORMS: NONE
OMB NO: 3060-0391 EXPIRATION DATE: 02/28/2005
RESPS:1,439 HOURS:1,716 COSTS(000):$0
Program to Monitor the Impacts of the Universal Service Support
Mechanisms, CC Docket Nos 98-202, 96-45
FORMS: NONE
OMB NO: 3060-0404 EXPIRATION DATE: 05/31/2005
RESPS:350 HOURS:350 COSTS(000):$24
Application for an FM Translator or FM Booster Station License
FORMS: FCC-350
OMB NO: 3060-0405 EXPIRATION DATE: 03/31/2004
RESPS:1,050 HOURS:2,750 COSTS(000):$2,690
Application for Authority to Construct or Make Changes in an FM
Translator or FM Booster Station
FORMS: FCC-349
OMB NO: 3060-0407 EXPIRATION DATE: 05/31/2005
RESPS:100 HOURS:131 COSTS(000):$7
Section 73.3598 Period of Construction
FORMS: NONE
OMB NO: 3060-0410 EXPIRATION DATE: 06/30/2003
RESPS:300 HOURS:12,000 COSTS(000):$0
Forecast of Investment Usage Report and Actual Usage of
Investment Report
FORMS: FCC-495A FCC-495B
OMB NO: 3060-0411 EXPIRATION DATE: 06/30/2004
RESPS:11,283 HOURS:16,966 COSTS(000):$6
Procedures for Formal Complaints Filed Against Common Carriers
FORMS: FCC-485
OMB NO: 3060-0419 EXPIRATION DATE: 05/31/2005
RESPS:198,000 HOURS:182,552 COSTS(000):$0
Sections 76.94, 76.95, 76.105, 76.106, 76.107, 76.109, and
76.1609, Syndicated Exclusivity and Network Non-Duplication
Rights
FORMS: N/A
OMB NO: 3060-0421 EXPIRATION DATE: 05/31/2003
RESPS:17 HOURS:340 COSTS(000):$0
New Service Reporting Requirements Under Price Cap Regulation
FORMS: NONE
OMB NO: 3060-0422 EXPIRATION DATE: 10/31/2004
RESPS:10 HOURS:30 COSTS(000):$0
Section 68.5, Waivers (Application for Waiver of Hearing Aid
Compatibility Requirements)
FORMS: NONE
OMB NO: 3060-0423 EXPIRATION DATE: 12/31/2005
RESPS:50 HOURS:17 COSTS(000):$43
Section 73.3588, Dismissal of petitions to deny or withdrawal of
informal objections
FORMS: NONE
OMB NO: 3060-0427 EXPIRATION DATE: 12/31/2003
RESPS:1 HOURS:1 COSTS(000):$2
Section 73.3523 Dismissal of Applications in Renewal Proceedings
FORMS: NONE
OMB NO: 3060-0441 EXPIRATION DATE: 10/31/2003
RESPS:250 HOURS:425 COSTS(000):$15
47 CFR Section 90.621(B)(4), Selection and Assignment of
Frequencies
FORMS: NONE
OMB NO: 3060-0449 EXPIRATION DATE: 12/31/2004
RESPS:6 HOURS:9 COSTS(000):$0
Section 1.65(c) Substantial and significant changes in
information furnished by applicants to the Commission
FORMS: NONE
OMB NO: 3060-0452 EXPIRATION DATE: 10/31/2005
RESPS:5 HOURS:2 COSTS(000):$1
Section 73.3589, Threats to File Petitions to Deny or Informal
Objections
FORMS: NONE
OMB NO: 3060-0454 EXPIRATION DATE: 04/30/2003
RESPS:760 HOURS:760 COSTS(000):$6
Regulation of International Accounting Rates
FORMS: NONE
OMB NO: 3060-0463 EXPIRATION DATE: 09/30/2005
RESPS:5,052 HOURS:26,831 COSTS(000):$0
Telecommunications Services for Individuals with Hearing and
Speech Disabilities and the Americans with Disabilities Act of
1990, 47 CFR Part 64 (Sections 64.601-64.605)
FORMS: NONE
OMB NO: 3060-0484 EXPIRATION DATE: 04/30/2005
RESPS:1,040 HOURS:1,040 COSTS(000):$0
Amendment of Part 63 of the Commission's Rules to Provide for
Notification of Common Carriers of Service Disruptions - Section
63.100
FORMS: NONE
OMB NO: 3060-0488 EXPIRATION DATE: 02/29/2004
RESPS:1 HOURS:1 COSTS(000):$1
Section 73.30 - Petition for authorization of an allotment in
the 1605-1705 kHz ban
FORMS: NONE
OMB NO: 3060-0494 EXPIRATION DATE: 02/29/2004
RESPS:100 HOURS:42 COSTS(000):$11
Section 74-990 - Use of available instructional television fixed
service frequencies by wireless cable entities
FORMS: NONE
OMB NO: 3060-0519 EXPIRATION DATE: 11/30/2005
RESPS:30,000 HOURS:1,653,600 COSTS(000):$0
Rules and Regulations Implementing the Telephone Consumer
Protection Act (TCPA) of 1991, NPRM, CG Docket No. 02-278 and CC
Docket No. 92-90
FORMS: NONE
OMB NO: 3060-0526 EXPIRATION DATE: 10/31/2005
RESPS:13 HOURS:624 COSTS(000):$0
Density Pricing Zone Plans, Expanded Interconnection with Local
Telephone Company Facilities, CC Docket No. 91-141
FORMS: NONE
OMB NO: 3060-0531 EXPIRATION DATE: 10/31/2003
RESPS:986 HOURS:30,423 COSTS(000):$2,025
Local Multipoint Distribution Service (LMDS)
FORMS: NONE
OMB NO: 3060-0546 EXPIRATION DATE: 04/30/2003
RESPS:150 HOURS:1,680 COSTS(000):$722
Definition of markets for Purposes of the Cable Television
Mandatory Television Broadcast signal Carriage rules
FORMS: NONE
OMB NO: 3060-0548 EXPIRATION DATE: 05/31/2005
RESPS:114,400 HOURS:62,400 COSTS(000):$0
Sections 76.1708 Principal Headend; 76.1709 and 76.1620
Availability of Signals; 76.56 Signal Carriage Obligations; and
76.1614 Identification of must-carry signals.
FORMS: NONE
OMB NO: 3060-0550 EXPIRATION DATE: 01/31/2006
RESPS:20 HOURS:10 COSTS(000):$0
Local Franchising Authority Certification, FCC Form 328
FORMS: FCC-328
OMB NO: 3060-0551 EXPIRATION DATE: 10/31/2003
RESPS:26 HOURS:676 COSTS(000):$98
Specific Unfair Practices Prohibited, 47 CFR 76.1002 and 76.1004
FORMS: NONE
OMB NO: 3060-0554 EXPIRATION DATE: 06/30/2005
RESPS:500 HOURS:42 COSTS(000):$0
Section 87.199 Special Requirements for 406.025 MHz ELTs
FORMS: NONE
OMB NO: 3060-0556 EXPIRATION DATE: 07/31/2005
RESPS:9,500 HOURS:798 COSTS(000):$0
Section 80.1061, Special Requirements for 406.025 MHz EPIRBs
FORMS: NONE
OMB NO: 3060-0560 EXPIRATION DATE: 09/30/2004
RESPS:45 HOURS:410 COSTS(000):$0
Section 76.911 Petition for Reconsideration of Certification
FORMS: NONE
OMB NO: 3060-0561 EXPIRATION DATE: 10/31/2003
RESPS:50 HOURS:400 COSTS(000):$0
Section 76.913, Assumption of jurisdiction by the Commission
FORMS: NONE
OMB NO: 3060-0572 EXPIRATION DATE: 10/31/2005
RESPS:138 HOURS:1,540 COSTS(000):$0
Filing Manual for Annual International Circuit Status Reports
FORMS: NONE
OMB NO: 3060-0573 EXPIRATION DATE: 04/30/2003
RESPS:1,000 HOURS:7,000 COSTS(000):$377
Application for Franchise Authority Consent to Assignment or
Transfer of Control of Cable Television Franchise
FORMS: FCC-394
OMB NO: 3060-0584 EXPIRATION DATE: 01/31/2006
RESPS:50 HOURS:150 COSTS(000):$0
Administration of U.S. Certified Accounting Authorities in
Maritime Mobile and Maritime Mobile-Satellite Radio Services
FORMS: FCC-44 FCC-45
OMB NO: 3060-0613 EXPIRATION DATE: 08/31/2003
RESPS:64 HOURS:832 COSTS(000):$0
Expanded Interconnection with Local Telephone Company
Facilities, CC Docket No. 91-141, Transport Phase II (Third R&O)
FORMS: NONE
OMB NO: 3060-0621 EXPIRATION DATE: 04/30/2004
RESPS:3,000 HOURS:14,044 COSTS(000):$0
Rules and Requirements for C & F Block Broadband PCS Licenses
FORMS: FCC-175
OMB NO: 3060-0625 EXPIRATION DATE: 03/31/2004
RESPS:1,500 HOURS:1,688 COSTS(000):$675
Amendment of the Commission's Rules to Establish New Personal
Communications Services under Part 24
FORMS: FCC-603
OMB NO: 3060-0626 EXPIRATION DATE: 08/31/2004
RESPS:540 HOURS:5,825 COSTS(000):$0
Regulatory Treatment of Mobile Services
FORMS: FCC-601
OMB NO: 3060-0627 EXPIRATION DATE: 04/30/2003
RESPS:380 HOURS:2,800 COSTS(000):$10,070
Application for AM Broadcast Station License
FORMS: FCC-302-AM
OMB NO: 3060-0649 EXPIRATION DATE: 02/28/2005
RESPS:4,100 HOURS:2,200 COSTS(000):$0
Sections 76.1601, Delection or Repositioning of Broadcast
Signals; 76.1617, Initial Must-Carry Notice; and 76.1607 and
76.1708, Principal Headend
FORMS: NONE
OMB NO: 3060-0652 EXPIRATION DATE: 12/31/2004
RESPS:121,810 HOURS:32,527 COSTS(000):$0
Section 76.309 Customer Service Obligations; Section 76.1602
Customer Service - General Information, Section 76.1603 Customer
Service - Rate and Service Changes and Section 76.1619 ...
FORMS: NONE
OMB NO: 3060-0653 EXPIRATION DATE: 02/28/2005
RESPS:56,200 HOURS:206,566 COSTS(000):$0
Sections 64.703(b) and (c) - Consumer Information - Posting by
Aggregators
FORMS: NONE
OMB NO: 3060-0654 EXPIRATION DATE: 10/31/2004
RESPS:200 HOURS:200 COSTS(000):$602
Application for a Muiltipoint Distribution Service Authorization
FORMS: FCC-304
OMB NO: 3060-0655 EXPIRATION DATE: 09/30/2004
RESPS:240 HOURS:240 COSTS(000):$3
Requests for Waivers of Regulatory and Application Fees
Predicated on Allegations of Financial Hardship
FORMS: NONE
OMB NO: 3060-0656 EXPIRATION DATE: 12/31/2004
RESPS:50 HOURS:8 COSTS(000):$5
Application to Participate in an FCC MDS Auction
FORMS: FCC-175-M
OMB NO: 3060-0657 EXPIRATION DATE: 09/30/2004
RESPS:2 HOURS:2 COSTS(000):$1
Section 21.956 Filing of Long-Form Applications or Stataments of
Intention
FORMS: NONE
OMB NO: 3060-0662 EXPIRATION DATE: 09/30/2004
RESPS:450 HOURS:450 COSTS(000):$203
Section 21.930 Five Year Build-out Requirements
FORMS: NONE
OMB NO: 3060-0663 EXPIRATION DATE: 11/30/2005
RESPS:50 HOURS:50 COSTS(000):$0
Section 21.934 Assignment or transfer of control of BTA
authorization
FORMS: NONE
OMB NO: 3060-0664 EXPIRATION DATE: 10/31/2004
RESPS:500 HOURS:250 COSTS(000):$0
Certification of Completion of Construction for a Multipoint
Distribution Service Station
FORMS: FCC-304-A
OMB NO: 3060-0665 EXPIRATION DATE: 12/31/2004
RESPS:436 HOURS:1,744 COSTS(000):$0
Section 64.707 - Public Dissemination of Information by
Providers of Operator Services
FORMS: NONE
OMB NO: 3060-0678 EXPIRATION DATE: 02/29/2004
RESPS:4,560 HOURS:9,120 COSTS(000):$13,839
Part 25 of the Commission's Rules governing the Licensing of,
and Spectrum Usage by, Satellite Network Earth Stations and
Space Stations
FORMS: 312 312EZ 312-R 312-M 312SCHEDULES
OMB NO: 3060-0681 EXPIRATION DATE: 09/30/2003
RESPS:2,520 HOURS:2,520 COSTS(000):$0
Toll-Free Service Access Codes - CC Docket No. 95-165 47 CFR
Part 52, Subpart D, Sections 52.101-52.111
FORMS: NONE
OMB NO: 3060-0683 EXPIRATION DATE: 11/30/2005
RESPS:35 HOURS:300 COSTS(000):$50
Direct Broadcast Satellite Service
FORMS: NONE
OMB NO: 3060-0684 EXPIRATION DATE: 01/31/2004
RESPS:2,000 HOURS:1,790 COSTS(000):$854
Amendment to the Commission's Rules Regarding a Plan for Sharing
the Costs of Microwave Relocation, WT Docket No. 95-157, FCC No.
00-123
FORMS: NONE
OMB NO: 3060-0685 EXPIRATION DATE: 08/31/2004
RESPS:4,500 HOURS:47,250 COSTS(000):$1,125
Annual Updating of Maximum Permitted Rates for Regulated Cable
Services
FORMS: FCC-1240
OMB NO: 3060-0686 EXPIRATION DATE: 03/31/2004
RESPS:3,653 HOURS:70,896 COSTS(000):$11,485
Streamlining the International Section 24 Authorization
FORMS: NONE
OMB NO: 3060-0687 EXPIRATION DATE: 10/31/2005
RESPS:1,268 HOURS:25,000 COSTS(000):$272
Access to Telecommuinications Equipment and Services by Persons
with Disabilities, CC Docket No. 87-124
FORMS: NONE
OMB NO: 3060-0691 EXPIRATION DATE: 04/30/2004
RESPS:135 HOURS:274 COSTS(000):$55
Amendment of Parts 2 and 90 of the Commission's Rules to Provide
for the use of 200 Channels Outside of the Designated Filing
Areas in the 896-901 MHz Bands Allotted to the...
FORMS: FCC-601
OMB NO: 3060-0697 EXPIRATION DATE: 10/31/2003
RESPS:934 HOURS:934 COSTS(000):$0
Parts 22 and 90 to Facilitate Future Development of Paging
Systems (2nd R&O and Further Notice of Proposed Rule Making MO&O
and Order on Reconsideration and 3rd R&O)
FORMS: FCC-601 FCC-602 FCC-603
OMB NO: 3060-0698 EXPIRATION DATE: 05/31/2004
RESPS:1,500 HOURS:300 COSTS(000):$0
Amendment of the Commission's Rules to Establish a Radio
Astronomy Coordination Zone in Puerto Rico (ET Docket No. 96-2,
RM-8165; Report and Order)
FORMS: NONE
OMB NO: 3060-0700 EXPIRATION DATE: 12/31/2003
RESPS:3,722 HOURS:3,910 COSTS(000):$0
Open Video Systems Provisions
FORMS: FCC-1275
OMB NO: 3060-0702 EXPIRATION DATE: 03/31/2004
RESPS:150 HOURS:2,251 COSTS(000):$1,079
Amendment of Parts 20 and 24 of the Commission's Rules -
Broadband PCS Competitive Bidding and the Commercial Mobile
Radio Service Spectrum Cap, Amendment of the Commission's
Cellular....
FORMS: NONE
OMB NO: 3060-0703 EXPIRATION DATE: 04/30/2003
RESPS:6,000 HOURS:50,800 COSTS(000):$900
Determining Costs of Regulated Cable Equipment and Installation
-- FCC Form 1205
FORMS: FCC-1205
OMB NO: 3060-0704 EXPIRATION DATE: 12/31/2005
RESPS:519 HOURS:158,971 COSTS(000):$435
Policy and Rules concerning the Interstate, Interexchange
Marketplace; Implementation of Section 254(g) of the
Communications Act of 1934, as amended, CC Docket No. 96-6.
FORMS: NONE
OMB NO: 3060-0710 EXPIRATION DATE: 08/31/2003
RESPS:1,070,250 HOURS:1,504,620 COSTS(000):$937
Policy and Rules Concerning the Implementation of the Local CC
Docket No. 96-98
FORMS: NONE
OMB NO: 3060-0711 EXPIRATION DATE: 12/31/2003
RESPS:15 HOURS:150 COSTS(000):$48
Implementation of Section 34(a)(1) of the Public Utility Holding
Company Act of 1935, as amended by the Telecommunications Act of
1996, (47 CFR Sections 1.5001-1.5007)
FORMS: NONE
OMB NO: 3060-0713 EXPIRATION DATE: 09/30/2005
RESPS:2,500 HOURS:210 COSTS(000):$0
Alternative Broadcast Inspection Program (ABIP) Compliance
Notification
FORMS: NONE
OMB NO: 3060-0715 EXPIRATION DATE: 02/28/2006
RESPS:4,832 HOURS:672,808 COSTS(000):$229,520
Telecommunications Carriers' Use of Customer Proprietary Network
Information (CPN) and Other Customer Information, Docket No.
96-115
FORMS: NONE
OMB NO: 3060-0717 EXPIRATION DATE: 07/31/2004
RESPS:1,200,000,000 HOURS:699,157 COSTS(000):$216
Billed Party Preference for InterLATA 0+ Calls, CC Docket No.
92-77 (47 CFR Sections 64.703(a), 64.709, 64.710)
FORMS: NONE
OMB NO: 3060-0718 EXPIRATION DATE: 03/31/2006
RESPS:1,025 HOURS:20,489 COSTS(000):$91
Part 101 Governing the Terrestrial Microwave Radio Service
FORMS: NONE
OMB NO: 3060-0723 EXPIRATION DATE: 09/30/2003
RESPS:7 HOURS:350 COSTS(000):$0
Public Disclosure of Network Information by Bell Operating
Companies
FORMS: NONE
OMB NO: 3060-0725 EXPIRATION DATE: 08/31/2003
RESPS:7 HOURS:350 COSTS(000):$0
Annual Filing of Nondiscrimination Reports (on Quality of
Service, Installation and Maintenance) by Bell Operating
Companies
FORMS: NONE
OMB NO: 3060-0726 EXPIRATION DATE: 08/31/2003
RESPS:1,100 HOURS:550 COSTS(000):$0
Quarterly Report of Interexchange Carriers Listing the Number of
Dial-Around Calls for Which Compensation is Being Paid to
Payphone Owners
FORMS: NONE
OMB NO: 3060-0734 EXPIRATION DATE: 03/31/2005
RESPS:27 HOURS:123,859 COSTS(000):$633
Accounting Safeguards, CC Docket No. 96-150, 47 USC Sections 260
and 271-276, and 47 CFR Sections 53.209, 53.211 and 53.213
FORMS: NONE
OMB NO: 3060-0736 EXPIRATION DATE: 08/31/2004
RESPS:48 HOURS:144 COSTS(000):$0
Implementation of the Non-Accounting Safeguards of Sections 271
and 272 of the Communications Act of 1934, as amended, CC Docket
No. 96-149
FORMS: NONE
OMB NO: 3060-0737 EXPIRATION DATE: 05/31/2003
RESPS:1,000 HOURS:5,000 COSTS(000):$0
Disclosure Requirements for Information Services Provided Under
a Presubscription or Comparable Arrangement
FORMS: NONE
OMB NO: 3060-0741 EXPIRATION DATE: 04/30/2004
RESPS:2,000 HOURS:228,030 COSTS(000):$60
Implementation of the Local Competition Provisions of the
Telecommunications Act of 1996, CC Docket No. 96-98, Second
Report and Order and Memorandum Opinion and Order, Second Order..
FORMS: NONE
OMB NO: 3060-0742 EXPIRATION DATE: 08/31/2005
RESPS:1,925 HOURS:13,613 COSTS(000):$77
Telephone Number Portability (47 CFR Part 52, Subpart C, Sectons
52.21-52.33) and CC Docket No. 95-116
FORMS: NONE
OMB NO: 3060-0743 EXPIRATION DATE: 10/31/2003
RESPS:4,542 HOURS:131,077 COSTS(000):$0
Implementation of the Pay Telephone Reclassification and
Compensation Provisions of the Telecommunications Act of 1996,
CC Docket No. 96-128.
FORMS: NONE
OMB NO: 3060-0745 EXPIRATION DATE: 12/31/2003
RESPS:1,520 HOURS:1,150 COSTS(000):$5,100
Implementation of the Local Exchange Carrier Tariff Streamlining
Provisions in the Telecommunications Act of 1996, CC Docket No.
96-187
FORMS: N/A
OMB NO: 3060-0748 EXPIRATION DATE: 07/31/2003
RESPS:3,750 HOURS:10,500 COSTS(000):$0
Disclosure Requirements for information Services Provided
through Toll-Free Numbers, 47 CFR Section 64.1504
FORMS: NONE
OMB NO: 3060-0749 EXPIRATION DATE: 07/31/2003
RESPS:75 HOURS:10,250 COSTS(000):$0
47 CFR Section 64.1509 - Disclosure and Dissemination of Pay-
Per-Call information
FORMS: NONE
OMB NO: 3060-0750 EXPIRATION DATE: 05/31/2003
RESPS:1,225 HOURS:38,219 COSTS(000):$0
Section 73.673 Public Information Initiatives regarding
educational and informational programming for children
FORMS: NONE
OMB NO: 3060-0751 EXPIRATION DATE: 05/31/2003
RESPS:10 HOURS:80 COSTS(000):$0
Reports concerning international private lines interconnected to
the U.S. public switched network
FORMS: NONE
OMB NO: 3060-0752 EXPIRATION DATE: 07/31/2003
RESPS:1,350 HOURS:54,000 COSTS(000):$0
Billing Disclosure Requirements for Pay-Per-Call and Other
Information Services, 47 CFR Section 64.1510
FORMS: NONE
OMB NO: 3060-0756 EXPIRATION DATE: 01/31/2005
RESPS:75 HOURS:18,820 COSTS(000):$0
Procedural Requirements and Policies for Commission Processing
of BOC Applications for the Provision of In-Region, InterLATA
Services Under Section 271 of the Telecommunications Act of 1996
FORMS: NONE
OMB NO: 3060-0758 EXPIRATION DATE: 06/30/2003
RESPS:4,524 HOURS:681 COSTS(000):$0
Amendment of Part 5 of the Commission's Rules to Revise the
Experimental Radio Service Regulations (ET Docket 96-256)
FORMS: NONE
OMB NO: 3060-0760 EXPIRATION DATE: 12/31/2005
RESPS:14 HOURS:57,127 COSTS(000):$8
Access Charge Reform, CC Docket No. 96-262 (First Report and
Order); Second Order on Reconsideration and Memorandum Opinion
and Order, and Fifth Report and Order
FORMS: NONE
OMB NO: 3060-0761 EXPIRATION DATE: 02/29/2004
RESPS:1,425 HOURS:2,013 COSTS(000):$19
Closed Captioning of Video Programming
FORMS: N/A
OMB NO: 3060-0765 EXPIRATION DATE: 10/31/2003
RESPS:3,000 HOURS:3,750 COSTS(000):$750
Revision of Part 22 and 90 of the Commission's Rules to
Facilitate Future Development of Paging Systems
FORMS: FCC-601
OMB NO: 3060-0767 EXPIRATION DATE: 04/30/2004
RESPS:22,000 HOURS:762,000 COSTS(000):$45,333
Auction Forms and License Transfer Disclosures - Supplement for
the Second Report and Order, Order on Reconsideration, and Fifth
Notice of Proposed Rulemaking in CC Docket No. 92-297
FORMS: NONE
OMB NO: 3060-0768 EXPIRATION DATE: 06/30/2003
RESPS:60 HOURS:90 COSTS(000):$18
28 GHz Band segmentation Plan Amending the Commission's Rules to
Redesignate the 27.5-29. GHz Frequency Band, to Reallocate the
29.5-30.0 GHz Frequency Band, and to Establish Rules and...
FORMS: NONE
OMB NO: 3060-0770 EXPIRATION DATE: 12/31/2005
RESPS:26 HOURS:130 COSTS(000):$0
Price Cap Performance Review for Local Exchange Carriers, CC
Docket No. 94-1 (New Services)
FORMS: NONE
OMB NO: 3060-0771 EXPIRATION DATE: 12/31/2003
RESPS:500 HOURS:500 COSTS(000):$0
Procedure for Obtaining a Special Temporary Authorization in the
Experimental Radio Service (Section 5.61)
FORMS: NONE
OMB NO: 3060-0774 EXPIRATION DATE: 06/30/2004
RESPS:6,311,743 HOURS:1,853,707 COSTS(000):$0
Federal-State Joint Board on Universal Service, CC Docket No.
96-45 (47 CFR Sections 36.611 and 36.612 and Part 54)
FORMS: NONE
OMB NO: 3060-0775 EXPIRATION DATE: 09/30/2003
RESPS:10 HOURS:60,563 COSTS(000):$1,003
Separate Affiliate Requirement for Independent Local Exchange
Carrier (LEC) Provision of International, Interexchange Services
(47 CFR Sections 64.1901-64.1903)
FORMS: NONE
OMB NO: 3060-0779 EXPIRATION DATE: 04/30/2004
RESPS:31,467 HOURS:112,450 COSTS(000):$28,490
Amendment to Part 90 of the Commission's Rules to Provide for
Use of the 220-222 MHz Band by the Private Land Mobile Radio
Service, PR 89-552
FORMS: FCC-601
OMB NO: 3060-0782 EXPIRATION DATE: 01/31/2004
RESPS:100 HOURS:800 COSTS(000):$0
Petitions for Limited Modification of LATA Boundaries to Provide
Expanded Local Calling Service (ELCS) at Various Locations
FORMS: NONE
OMB NO: 3060-0786 EXPIRATION DATE: 01/31/2004
RESPS:20 HOURS:120 COSTS(000):$0
Petitions for LATA Association changes by Independent Telephone
Companies
FORMS: NONE
OMB NO: 3060-0787 EXPIRATION DATE: 08/31/2005
RESPS:28,414 HOURS:135,126 COSTS(000):$0
Implementation of the Subscriber Carrier Selection Changes
Provisions of the Telecommunications Act of 1966; Policies and
Rules Concerning Unauthorized Changes of Consumers Long...
FORMS: FCC-478
OMB NO: 3060-0789 EXPIRATION DATE: 05/31/2004
RESPS:33 HOURS:1,394 COSTS(000):$0
Modified Alternative Plan, CC Docket No. 90-571 Order and Second
Further NPRM
FORMS: NONE
OMB NO: 3060-0790 EXPIRATION DATE: 11/30/2003
RESPS:1,200 HOURS:1,200 COSTS(000):$0
Section 68.110(c) - Availability of Inside Wiring Information
FORMS: NONE
OMB NO: 3060-0791 EXPIRATION DATE: 11/30/2003
RESPS:1 HOURS:36 COSTS(000):$0
Accounting for Judgments and Other Costs Associated with
Litigation, CC Docket No. 93-240
FORMS: NONE
OMB NO: 3060-0793 EXPIRATION DATE: 10/31/2005
RESPS:10 HOURS:10 COSTS(000):$0
Federal-State Joint Board on Universal Service, CC Docket No.
96-45, Procedures for Self-Certifying as a Rural Carrier
FORMS: NONE
OMB NO: 3060-0798 EXPIRATION DATE: 02/28/2006
RESPS:242,555 HOURS:212,235 COSTS(000):$48,510
FCC Application for Wireless Telecommunications Bureau Radio
Service Authorization
FORMS: FCC-601
OMB NO: 3060-0799 EXPIRATION DATE: 03/31/2005
RESPS:3,000 HOURS:3,000 COSTS(000):$450
FCC Ownership Disclosure Information for the Wireless
Telecommunications Services
FORMS: FCC-602
OMB NO: 3060-0800 EXPIRATION DATE: 04/30/2005
RESPS:32,151 HOURS:36,171 COSTS(000):$7,073
FCC Wireless Telecommunications Bureau Application for
Assignments of Authorization and Transfers of Control
FORMS: FCC-603
OMB NO: 3060-0804 EXPIRATION DATE: 07/31/2005
RESPS:5,255 HOURS:9,755 COSTS(000):$0
Universal Service - Health Care Providers Universal Service
Program - NPRM
FORMS: FCC-465 FCC-466 FCC-466-A FCC-467 FCC-468
OMB NO: 3060-0806 EXPIRATION DATE: 03/31/2006
RESPS:60,000 HOURS:440,000 COSTS(000):$0
Universal Service-Schools and Libraries Universal Service Program
FORMS: 470 471
OMB NO: 3060-0807 EXPIRATION DATE: 04/30/2004
RESPS:52 HOURS:2,040 COSTS(000):$0
47 CFR Section 51.803 and Supplemental Procedures for Petitions
to Section 252(e)(5) of the Communications Act of 1934, as
amended
FORMS: NONE
OMB NO: 3060-0809 EXPIRATION DATE: 04/30/2003
RESPS:6,000 HOURS:36,000 COSTS(000):$0
Communications Assistance for Law Enforcement Act, Report and
Order and Order on Reconsideration
FORMS: NONE
OMB NO: 3060-0810 EXPIRATION DATE: 03/31/2004
RESPS:120 HOURS:6,200 COSTS(000):$0
Procedures for Designation of Eligible Telecommunications
Carriers Pursuant to Section 214(e)(6) of the Communications Act
of 1934, as amended.
FORMS: NONE
OMB NO: 3060-0812 EXPIRATION DATE: 10/31/2005
RESPS:4,000 HOURS:2,000 COSTS(000):$0
Exemption from Payment of Regulatory Fees When Claiming
Non-Profit Status
FORMS: NONE
OMB NO: 3060-0813 EXPIRATION DATE: 06/30/2005
RESPS:47,031 HOURS:198,200 COSTS(000):$0
Revision of the Commission's Rules to Ensure Compatibility with
Enhanced 911 Emergency Calling Systems
FORMS: NONE
OMB NO: 3060-0814 EXPIRATION DATE: 03/31/2005
RESPS:195 HOURS:3,787 COSTS(000):$0
Section 54.301, Local Switching Support and Local Switching
Support Data Collection Form and Instructions
FORMS: NONE
OMB NO: 3060-0816 EXPIRATION DATE: 11/30/2003
RESPS:510 HOURS:29,924 COSTS(000):$0
Local Competition and Broadband Reporting, CC Docket No. 99-301
FORMS: FCC-477
OMB NO: 3060-0817 EXPIRATION DATE: 08/31/2003
RESPS:10 HOURS:270 COSTS(000):$0
Computer III Further Remand Proceedings: BOC Provision of
Enhanced Services (ONA Requirements), CC Docket No. 95-20
FORMS: NONE
OMB NO: 3060-0824 EXPIRATION DATE: 09/30/2004
RESPS:10,000 HOURS:10,000 COSTS(000):$0
Service Provider Information Form
FORMS: FCC-498
OMB NO: 3060-0833 EXPIRATION DATE: 10/31/2004
RESPS:11,577 HOURS:12,338 COSTS(000):$720
Implementation of Section 255 of the Telecommunications Act of
1996: Complaint Filings/Designation of Agents
FORMS: NONE
OMB NO: 3060-0844 EXPIRATION DATE: 09/30/2004
RESPS:100,150 HOURS:93,221 COSTS(000):$2,415
Carriage of the Transmissions of Digital Television Broadcast
Stations, R&O and FNPRM
FORMS: NONE
OMB NO: 3060-0850 EXPIRATION DATE: 10/31/2005
RESPS:175,000 HOURS:77,000 COSTS(000):$2,538
Quick Form Application for Authorization in the Ship, Amateur,
Restricted and Commercial Operator, and General Mobile Radio
Services
FORMS: FCC-605
OMB NO: 3060-0851 EXPIRATION DATE: 12/31/2004
RESPS:160 HOURS:800 COSTS(000):$1,610
Application for Assignment of a Multipoint Distribution Service
Authorization
FORMS: FCC-305
OMB NO: 3060-0852 EXPIRATION DATE: 12/31/2004
RESPS:20 HOURS:110 COSTS(000):$211
Applicaton for Transfer of Control of a Multipoint Distribution
Service Authorization
FORMS: FCC-306
OMB NO: 3060-0853 EXPIRATION DATE: 01/31/2005
RESPS:40,000 HOURS:75,000 COSTS(000):$0
Receipt of Service Confirmation Form, and Adjustment of Funding
Commitment, and Certification by Admnistrative Authority to
Billed Entity of Compliance with Children's Internet Protection..
FORMS: FCC-479 FCC-486 FCC-500
OMB NO: 3060-0854 EXPIRATION DATE: 03/31/2004
RESPS:3,099 HOURS:1,565,775 COSTS(000):$9,000
Truth-in-Billing Format - - CC Docket No. 98-170
FORMS: NONE
OMB NO: 3060-0856 EXPIRATION DATE: 04/30/2005
RESPS:61,800 HOURS:88,050 COSTS(000):$0
Universal Service - Schools and Libraries Universal Service
Program Reimbursement Forms
FORMS: FCC-472 FCC-473 FCC-474
OMB NO: 3060-0859 EXPIRATION DATE: 04/30/2003
RESPS:80 HOURS:6,280 COSTS(000):$0
Suggested Guidelines for Petitions for Ruling Under Section 253
of the Communications Act
FORMS: NONE
OMB NO: 3060-0863 EXPIRATION DATE: 01/31/2006
RESPS:250,000 HOURS:125,000 COSTS(000):$0
Satellite Delivery of Network Signals to Unserved Households for
Purposes of the Satellite Home Viewer Act (SHVA)
FORMS: NONE
OMB NO: 3060-0865 EXPIRATION DATE: 10/31/2003
RESPS:62,791 HOURS:77,164 COSTS(000):$0
Wireless Telecommunications Bureau Universal Licensing System
Recordkeeping and Third Party Disclosure Requirements
FORMS: NONE
OMB NO: 3060-0886 EXPIRATION DATE: 05/31/2005
RESPS:610 HOURS:519 COSTS(000):$18
Section 73.3534, Period of Construction for ITFS Construction
Permits and Requests for Extension
FORMS: NONE
OMB NO: 3060-0888 EXPIRATION DATE: 10/31/2005
RESPS:400 HOURS:8,800 COSTS(000):$1,600
Part 76, Cable Television Service Pleading and Complaint Rules
FORMS: NONE
OMB NO: 3060-0891 EXPIRATION DATE: 07/31/2005
RESPS:65 HOURS:33 COSTS(000):$0
Certification of Completion of Construction for an Instructional
Television Fixed Service Station
FORMS: FCC-330A
OMB NO: 3060-0894 EXPIRATION DATE: 05/31/2003
RESPS:51 HOURS:153 COSTS(000):$0
Certification Letter Accounting for Receipt of Federal Support-
CC Docket Nos. 96045 and 96-262
FORMS: NONE
OMB NO: 3060-0900 EXPIRATION DATE: 12/31/2005
RESPS:140 HOURS:2,190 COSTS(000):$0
Compatability of Wireless Services with Enhanced 911; Second
Report and Order in CC Docket No. 94-102
FORMS: NONE
OMB NO: 3060-0901 EXPIRATION DATE: 04/30/2003
RESPS:1,200 HOURS:6,000 COSTS(000):$0
Reports of Common Carriers and Affiliates
FORMS: NONE
OMB NO: 3060-0905 EXPIRATION DATE: 11/30/2005
RESPS:30 HOURS:30 COSTS(000):$2
Regulations for RF Lighting Devices, Sections 18.213 and 18.307,
ET Docket No. 98-42
FORMS: NONE
OMB NO: 3060-0910 EXPIRATION DATE: 04/30/2003
RESPS:8,000 HOURS:8,000 COSTS(000):$0
Third Report and Order in CC Docket No. 94-102 Revision of the
Commission's Rules to Ensure Compatibility with Enhanced 911
Emergency Calling Systems
FORMS: NONE
OMB NO: 3060-0914 EXPIRATION DATE: 04/30/2004
RESPS:30 HOURS:240 COSTS(000):$0
Petition, Pursuant to Section 7 of the Act, for a Waiver of the
Airborne Cellular Rule, or, in the Alternative, for a
Declaratory Ruling
FORMS: NONE
OMB NO: 3060-0920 EXPIRATION DATE: 03/31/2005
RESPS:2,283 HOURS:6,315 COSTS(000):$0
Application for Construction Permit for a Low Power FM Broadcast
Station
FORMS: FCC-318
OMB NO: 3060-0921 EXPIRATION DATE: 08/31/2003
RESPS:20 HOURS:160 COSTS(000):$0
Petitions for LATA Boundary Modification for the Deployment of
Advanced Services
FORMS: NONE
OMB NO: 3060-0924 EXPIRATION DATE: 04/30/2003
RESPS:9,875 HOURS:27,350 COSTS(000):$9
Report and Order in MM Docket No. 99-25 - Creation of Low Power
radio Service
FORMS: NONE
OMB NO: 3060-0926 EXPIRATION DATE: 01/31/2004
RESPS:1,200 HOURS:22,600 COSTS(000):$0
Transfer of the Bands from Federal Government Use: Notice of
Proposed Rulemaking
FORMS: FCC-601 FCC-602 FCC-603 FCC-604 FCC-605
OMB NO: 3060-0928 EXPIRATION DATE: 12/31/2003
RESPS:958 HOURS:1,916 COSTS(000):$211
Application for Class A Television Broadcast Station
Construction Permit or License
FORMS: FCC-302-CA
OMB NO: 3060-0929 EXPIRATION DATE: 02/29/2004
RESPS:4,000 HOURS:8,000 COSTS(000):$19,465
Application for Multipoint Distribution Service or Instructional
Television Fixed Service Modification to Main Street, Booster
Station, Response Station Hub or 125 KHz (I Channels) Point...
FORMS: FCC-331
OMB NO: 3060-0930 EXPIRATION DATE: 04/30/2003
RESPS:100 HOURS:192 COSTS(000):$1,296
Implementation of the Satellite Home Viewer Improvement Act of
1999. Enforcement Procedures for Retransmission Consent
Violations Conforming to Section 325(e) of the Communications...
FORMS: NONE
OMB NO: 3060-0931 EXPIRATION DATE: 06/30/2003
RESPS:2,000 HOURS:1,000 COSTS(000):$0
Maritime Mobile Service Indentity (MMSI)
FORMS: NONE
OMB NO: 3060-0932 EXPIRATION DATE: 11/30/2003
RESPS:300 HOURS:2,100 COSTS(000):$1,709
Application for Authority to Make Changes in a Class A
Television Broadcast Station
FORMS: FCC-301-CA
OMB NO: 3060-0933 EXPIRATION DATE: 11/30/2003
RESPS:150 HOURS:37 COSTS(000):$0
Community Broadband Deployment Database Reporting Form
FORMS: FCC-460
OMB NO: 3060-0937 EXPIRATION DATE: 01/31/2004
RESPS:19,370 HOURS:396,251 COSTS(000):$2,284
Establishment of a Class A Television Service, MM Docket No.
00-10
FORMS: NONE
OMB NO: 3060-0938 EXPIRATION DATE: 07/31/2003
RESPS:1,200 HOURS:1,200 COSTS(000):$105
Application for a Low Power FM Broadcast Station License
FORMS: FCC-319
OMB NO: 3060-0939 EXPIRATION DATE: 05/31/2004
RESPS:50 HOURS:50 COSTS(000):$0
E911 Second Memorandum and Order
FORMS: NONE
OMB NO: 3060-0940 EXPIRATION DATE: 07/31/2003
RESPS:140 HOURS:980 COSTS(000):$0
Amendment of Part 95 of the Commission's Rules to Provide
Regulatory Flexibility in the 218-219 MHz Service, WT Docket No.
98-168
FORMS: NONE
OMB NO: 3060-0942 EXPIRATION DATE: 01/31/2004
RESPS:108 HOURS:6,677 COSTS(000):$0
Access Charge Reform, Price Cap Performance Review for Local
Exchange Carriers, Low-Volume Long Distance Users, Federal-State
Joint board on Universal Service
FORMS: NONE
OMB NO: 3060-0951 EXPIRATION DATE: 01/31/2004
RESPS:125 HOURS:30 COSTS(000):$0
Service of Petitions for Preemption, 47 CFR 1.1204(b) Note, and
1.1206(a) Note 1
FORMS: NONE
OMB NO: 3060-0952 EXPIRATION DATE: 10/31/2003
RESPS:1,400 HOURS:5,600 COSTS(000):$0
Proposed Demographic Information and Notifications, Second
FNPRM, CC Docket No. 98-147 and Fifth NPRM, CC Docket No. 96-98
FORMS: NONE
OMB NO: 3060-0953 EXPIRATION DATE: 10/31/2003
RESPS:2,500 HOURS:10,000 COSTS(000):$0
Wireless Medical Telemetry Service (ET 99-255)
FORMS: NONE
OMB NO: 3060-0954 EXPIRATION DATE: 07/31/2005
RESPS:800 HOURS:3,100 COSTS(000):$0
Implementation of the 911 Act
FORMS: NONE
OMB NO: 3060-0955 EXPIRATION DATE: 02/29/2004
RESPS:9 HOURS:27 COSTS(000):$14
2 GHz Mobile Saellite Service Reports
FORMS: NONE
OMB NO: 3060-0959 EXPIRATION DATE: 05/31/2004
RESPS:104 HOURS:1,720 COSTS(000):$0
Compatibility Between Cable Systems and Consumer Electronics
Equipment
FORMS: NONE
OMB NO: 3060-0960 EXPIRATION DATE: 03/31/2006
RESPS:64,361 HOURS:63,992 COSTS(000):$0
Application of Network Non-Duplication, Syndicated Exclusivity
and Sports Blackout Rules to Satellite Retransmissions of
Broadcast Signals
FORMS: NONE
OMB NO: 3060-0961 EXPIRATION DATE: 01/31/2004
RESPS:1 HOURS:1 COSTS(000):$0
2000 Biennial Regulatory Review of the Accounting Requirements
and ARMIS Reporting Requirements for Incumbent Local Exchange
Carriers: Phase 2 and Phase 3, CC Docket No. 00-199
FORMS: FCC-43-01 FCC-43-02 FCC-43-03 FCC-43-04 FCC-43-05 FCC-43-07
FCC-43-09 FCC-495A FCC-495B
OMB NO: 3060-0962 EXPIRATION DATE: 02/28/2006
RESPS:590 HOURS:590 COSTS(000):$51
Redesignation of the 18 GHz Frequency Band, Blanket Licensing of
Satellite Earth Stations in the Ka-band, and the Allocation of
Additional Spectrum for Broadcast Satellite-Service Use
FORMS: NONE
OMB NO: 3060-0963 EXPIRATION DATE: 02/29/2004
RESPS:952 HOURS:14,399 COSTS(000):$952
Sections 101.527 Construction Requirements for 24 GHz operations
and 101.529 Renewal expectancy criteria for 24 GHz licensees.
FORMS: NONE
OMB NO: 3060-0969 EXPIRATION DATE: 02/29/2004
RESPS:10 HOURS:20 COSTS(000):$3
Availability of INTELSAT Space Segment Capacity to Users and
Providers Seeking to Access INTELSAT Directly
FORMS: NONE
OMB NO: 3060-0970 EXPIRATION DATE: 06/30/2004
RESPS:1,000 HOURS:500 COSTS(000):$0
Section 90.621(e)(2) - Selection and assignment of frequencies
FORMS: NONE
OMB NO: 3060-0971 EXPIRATION DATE: 09/30/2004
RESPS:50,500 HOURS:14,000 COSTS(000):$0
Numbering Resource Optimization, Second Report and Order, Order
on Reconsideration in CC Docket No. 96-98 and CC Docket 99-200,
and Second Further Notice of Proposed...
FORMS: NONE
OMB NO: 3060-0972 EXPIRATION DATE: 03/31/2006
RESPS:5,555 HOURS:31,725 COSTS(000):$45
Multi-Association Group (MAG) Plan for Regulation of Interstate
Services of Non-Price Cap Incumbent Local Exchange Carriers and
Interexchange Carriers
FORMS: FCC-507 FCC-508 FCC-509
OMB NO: 3060-0973 EXPIRATION DATE: 11/30/2004
RESPS:75 HOURS:450 COSTS(000):$0
Section 64.1120(E) - Sale of Transfer of Subscriber Base to
Another Carrier (CC Dockets 00-257 and 94-129)
FORMS: NONE
OMB NO: 3060-0975 EXPIRATION DATE: 05/31/2004
RESPS:6,421 HOURS:623,910 COSTS(000):$0
Promotion of Competitive Networks in Local Telecommunications
Markets Multiple Environments (47 C.F.R. Parts 1, 64 & 68)
FORMS: NONE
OMB NO: 3060-0977 EXPIRATION DATE: 06/30/2004
RESPS:10 HOURS:5 COSTS(000):$0
Procedures for Reviewing Requests for Relief from State and
Local Regulations Pursuant to Section 332(c)(7)(B)(v) of the
Communications Act of 1934
FORMS: NONE
OMB NO: 3060-0980 EXPIRATION DATE: 06/30/2004
RESPS:1,980 HOURS:2,700 COSTS(000):$90
Implementation of the Satellite Home Viewer Improvement Act,
Broadcast Signal Carriage Issues, Retransmission Consent Issues,
CS Docket Nos. 00-96 and 99-363
FORMS: NONE
OMB NO: 3060-0981 EXPIRATION DATE: 06/30/2004
RESPS:32,400 HOURS:43,200 COSTS(000):$0
1998 Biennial Review_- Streamlining of Cable Television Services
Part 76 Public File and Notice Requirements
FORMS: NONE
OMB NO: 3060-0982 EXPIRATION DATE: 10/31/2004
RESPS:112 HOURS:672 COSTS(000):$52
Implementation of LPTV Digital Data Services Pilot Project
FORMS: NONE
OMB NO: 3060-0983 EXPIRATION DATE: 07/31/2004
RESPS:19 HOURS:760 COSTS(000):$0
Standards for Co-channel and Adjacent Channel Interference in
the Land Mobile Radio Service
FORMS: NONE
OMB NO: 3060-0985 EXPIRATION DATE: 07/31/2004
RESPS:50 HOURS:25 COSTS(000):$0
Public Safety - State Interoperability Channels
FORMS: NONE
OMB NO: 3060-0986 EXPIRATION DATE: 01/31/2005
RESPS:5,770 HOURS:5,770 COSTS(000):$0
Federal State Joint Board on Universal Service - Plan for
Reforming the Rural Universal Service Support Mechanism, CC
Docket No. 96-45.
FORMS: NONE
OMB NO: 3060-0989 EXPIRATION DATE: 11/30/2005
RESPS:35 HOURS:1,655 COSTS(000):$20
Procedures for Applicants Requiring Section 214 Authorization
for Domestic Interstate Transmission Lines Acquired Through
Corporate Control, 47 CFR Sections 63.01, 63.03 and 63.04
FORMS: NONE
OMB NO: 3060-0990 EXPIRATION DATE: 08/31/2004
RESPS:9 HOURS:720 COSTS(000):$0
Proposed Alternatives for the Rural Task Force's Proposal to
Freeze High-Cost Loop Support Upon Competitive Entry in Rural
Carrier Study Areas (FNPRM)
FORMS: NONE
OMB NO: 3060-0991 EXPIRATION DATE: 02/28/2005
RESPS:4,288 HOURS:29,180 COSTS(000):$73
AM Measurement Data
FORMS: NONE
OMB NO: 3060-0992 EXPIRATION DATE: 12/31/2004
RESPS:850 HOURS:850 COSTS(000):$0
Request for Extension of the Implementation Deadline for Non-
Recurring Services, CC Docket No. 96-45 (FCC 01-195) and 47 CFR
Section 54.507(d)(1)-(4).
FORMS: NONE
OMB NO: 3060-0994 EXPIRATION DATE: 10/31/2004
RESPS:440 HOURS:3,082 COSTS(000):$141
Flexibility for Delivery of Communications by Mobile Satellite
Service Providers in the 2 GHz Band, the L Band, and the 1.6/2.4
GHz Band
FORMS: NONE
OMB NO: 3060-0995 EXPIRATION DATE: 05/31/2005
RESPS:10 HOURS:50 COSTS(000):$6
Amendment of Part 1 of the Commission's Rules - Competitive
Bidding Procedures, 47 CFR Section 1.2105(c)(1) of the
Commission's Rules (Anti-Collusion).
FORMS: NONE
OMB NO: 3060-0999 EXPIRATION DATE: 01/31/2005
RESPS:3,860 HOURS:20,265 COSTS(000):$0
Exemption of Public Mobile Service Phone from the Hearing Aid
Compatibility Act: Notice of Proposed Rulemaking (NPRM)
FORMS: NONE
OMB NO: 3060-1001 EXPIRATION DATE: 05/31/2005
RESPS:600 HOURS:400 COSTS(000):$207
Application for Extension of Time to Construct a Digital
Television Broadcast Station
FORMS: FCC-337
OMB NO: 3060-1002 EXPIRATION DATE: 01/31/2006
RESPS:323 HOURS:162 COSTS(000):$0
Cable Horizontal and Vertical Ownership Information Collection
FORMS: NONE
OMB NO: 3060-1006 EXPIRATION DATE: 05/31/2005
RESPS:1 HOURS:1 COSTS(000):$0
Phase 3 - FNPRM in CC Dockets 00-199 and 97-212, 2000 Biennial
Regulatory Review
FORMS: FCC-477 FCC-43-07
OMB NO: 3060-1007 EXPIRATION DATE: 05/31/2005
RESPS:146 HOURS:1,436 COSTS(000):$194
Streamlining and Other Revisions of Part 25 of the Commission's
Rules
FORMS: 312-SCH.-S
OMB NO: 3060-1008 EXPIRATION DATE: 07/31/2005
RESPS:734 HOURS:367 COSTS(000):$0
Reallocation and Service Rules for the 698-746 MHz Band
(Television Channels 52-59)
FORMS: NONE
OMB NO: 3060-1009 EXPIRATION DATE: 02/28/2006
RESPS:1 HOURS:1 COSTS(000):$0
Telecommunications Reporting Worksheet, CC Docket No. 96-45,
Report and Order and Second FNPRM
FORMS: 499 499-A 499-Q 499-M
OMB NO: 3060-1010 EXPIRATION DATE: 05/31/2005
RESPS:10 HOURS:20 COSTS(000):$0
Numbering Resource Optimization - Clarification and Further
Notice
FORMS: NONE
OMB NO: 3060-1012 EXPIRATION DATE: 06/30/2005
RESPS:30,000 HOURS:1,200 COSTS(000):$0
Schools and Libraries Universal Service Support Mechanism, CC
Docket 02-6, NPRM, Proposed ADA Certification
FORMS: NONE
OMB NO: 3060-1013 EXPIRATION DATE: 06/30/2005
RESPS:50 HOURS:135 COSTS(000):$36
Mitigation of Orbital Debris
FORMS: NONE
OMB NO: 3060-1015 EXPIRATION DATE: 01/31/2006
RESPS:500 HOURS:1,000 COSTS(000):$0
Ultra Wideband Transmission Systems Operating Under Part 15
FORMS: NONE
OMB NO: 3060-1016 EXPIRATION DATE: 07/31/2005
RESPS:190 HOURS:263 COSTS(000):$72
Amendment of Parts 43 and 63 of the Commission's Rules for
International Telecommunications Services (IB Docket No. 00-231).
FORMS: NONE
OMB NO: 3060-1021 EXPIRATION DATE: 11/30/2005
RESPS:6 HOURS:36 COSTS(000):$0
Section 25.139, NGSO FSS Coordination and Information Sharing
Between MVDDS Licensees in the 12.2 GHz to 12.7 GHz Band
FORMS: NONE
OMB NO: 3060-1030 EXPIRATION DATE: 01/31/2006
RESPS:200 HOURS:830 COSTS(000):$0
Service Rules for Advanced Wireless Services (AWS) in the 1.7
GHz and 2.1 GHz Bands
FORMS: FCC-601 FCC-602 FCC-603 FCC-604 FCC-605
OMB NO: 3060-1031 EXPIRATION DATE: 07/31/2003
RESPS:1,358 HOURS:13,960 COSTS(000):$0
Revision of Commission's Rules To Ensure Compatibility with
Enhanced 911 Emergency Calling Systems: Petition of City of
Richardson, Texas: Order on Reconsideration II
FORMS: NONE
OMB NO: 3060-1032 EXPIRATION DATE: 03/31/2006
RESPS:4,400,000 HOURS:36,667 COSTS(000):$0
Commercial Availability of Navigation Devices and Compatibility
Between Cable Systems and Consumer Electronics Equipment, FNPRM,
CS Docket 97-80 and PP Docket 00-67
FORMS: NONE
OMB NO: 3060-1033 EXPIRATION DATE: 08/31/2003
RESPS:2,200 HOURS:3,188 COSTS(000):$0
Multi-Channel Video Program Distributor EEO Program Annual
Report, FCC Form 396-C
FORMS: FCC-396-C
OMB NO: 3060-1034 EXPIRATION DATE: 08/31/2003
RESPS:200 HOURS:400 COSTS(000):$0
Digital Audio Broadcasting Systems and Their Impact on the
Terrestrial Radio Broadcast Service
FORMS: NONE
OMB NO: 3064-0018 EXPIRATION DATE: 07/31/2003
RESPS:75 HOURS:1,200 COSTS(000):$0
Application Pursuant to Section 19 of the Federal Deposit
Insurance Act
FORMS: 6710/07
OMB NO: 3064-0019 EXPIRATION DATE: 02/28/2006
RESPS:40 HOURS:1,200 COSTS(000):$0
Interagency Notice of Change in Control
FORMS: FDIC-6822/01
OMB NO: 3064-0022 EXPIRATION DATE: 08/31/2005
RESPS:75 HOURS:75 COSTS(000):$0
Uniform Application/Uniform Termination for Municipal Securities
Principal or Representative
FORMS: MSD-4 MSD-5
OMB NO: 3064-0023 EXPIRATION DATE: 02/28/2005
RESPS:21,996 HOURS:49,491 COSTS(000):$0
Reports on Indebtedness of Executive Officers and Principal
Shareholders to Correspondent Banks and to Own Bank
FORMS: FFIEC-004
OMB NO: 3064-0025 EXPIRATION DATE: 01/31/2004
RESPS:43 HOURS:472 COSTS(000):$0
Application For Consent To Exercise Trust Powers
FORMS: 6200/09
OMB NO: 3064-0026 EXPIRATION DATE: 07/31/2004
RESPS:29 HOURS:17 COSTS(000):$0
Transfer Agent Registration and Amendment Form
FORMS: TA-1
OMB NO: 3064-0027 EXPIRATION DATE: 08/31/2005
RESPS:18 HOURS:8 COSTS(000):$0
Request for Deregistration for Registered Transfer Agents
FORMS: 6342/12
OMB NO: 3064-0028 EXPIRATION DATE: 04/30/2003
RESPS:5,094 HOURS:99,027 COSTS(000):$0
Recordkeeping and Confirmation Requirements for Securities
Transactions
FORMS: NONE
OMB NO: 3064-0029 EXPIRATION DATE: 08/31/2005
RESPS:412 HOURS:206 COSTS(000):$0
Notification of Performance of Bank Services
FORMS: 6120/06
OMB NO: 3064-0070 EXPIRATION DATE: 01/31/2004
RESPS:1,650 HOURS:8,250 COSTS(000):$0
Application For A Bank To Establish A Branch or Move Its Main
Office or Branch
FORMS: NONE
OMB NO: 3064-0079 EXPIRATION DATE: 01/31/2004
RESPS:100 HOURS:100 COSTS(000):$0
Application For Consent to Reduce or Retire Capital
FORMS: NONE
OMB NO: 3064-0082 EXPIRATION DATE: 10/31/2004
RESPS:5,662 HOURS:4,455,994 COSTS(000):$0
Recordkeeping and Disclosure Requirements in Connection with
Regulation Z (Truth in Lending)
FORMS: NONE
OMB NO: 3064-0083 EXPIRATION DATE: 11/30/2004
RESPS:5,662 HOURS:22,648 COSTS(000):$0
Recordkeeping and Disclosure Requirements in Connection with
Regulation M (Consumer Leasing)
FORMS: NONE
OMB NO: 3064-0084 EXPIRATION DATE: 10/31/2004
RESPS:5,662 HOURS:681,705 COSTS(000):$0
Recordkeeping and Disclosure Requirements in Connection with
Regulation E (Electronic Fund Transfers)
FORMS: NONE
OMB NO: 3064-0085 EXPIRATION DATE: 10/31/2004
RESPS:5,662 HOURS:243,466 COSTS(000):$0
Recordkeeping and Disclosure Requirements in Connection with
Regulation B (Equal Credit Opportunity)
FORMS: NONE
OMB NO: 3064-0087 EXPIRATION DATE: 10/31/2004
RESPS:5,600 HOURS:2,800 COSTS(000):$0
Procedures for Monitoring Bank Secrecy Act Compliance
FORMS: NONE
OMB NO: 3064-0090 EXPIRATION DATE: 07/31/2003
RESPS:5,742 HOURS:2,871 COSTS(000):$0
Public Disclosure by Banks
FORMS: NONE
OMB NO: 3064-0093 EXPIRATION DATE: 07/31/2003
RESPS:110 HOURS:110 COSTS(000):$0
Notices Required of Government Securities Dealers or Broker
(Insured State Nonmember Banks)
FORMS: G-FIN G-FINW G-FIN4 G-FIN5
OMB NO: 3064-0095 EXPIRATION DATE: 07/31/2003
RESPS:5,800 HOURS:2,900 COSTS(000):$0
Procedures for Monitoring Bank Protection Act Compliance
FORMS: NONE
OMB NO: 3064-0097 EXPIRATION DATE: 02/28/2006
RESPS:200 HOURS:400 COSTS(000):$0
Interagency Notice of Change in Director or Executive Officer
FORMS: NONE
OMB NO: 3064-0099 EXPIRATION DATE: 10/31/2004
RESPS:25 HOURS:150 COSTS(000):$0
Application for Waiver of Prohibition on Acceptance of Broker-
ed Deposits by Adequately Capitalized Insured Institutions.
FORMS: NONE
OMB NO: 3064-0116 EXPIRATION DATE: 07/31/2003
RESPS:120 HOURS:120 COSTS(000):$0
Certification of Eligibility Under the Affordable Housing Program
FORMS: NONE
OMB NO: 3064-0117 EXPIRATION DATE: 07/31/2003
RESPS:20 HOURS:1,000 COSTS(000):$0
Mutual-to-Stock Conversions of State Savings Banks
FORMS: NONE
OMB NO: 1902-0004 EXPIRATION DATE: 11/30/2004
RESPS:15 HOURS:15 COSTS(000):$0
Report of Service Interruptions
FORMS: FERC-576
OMB NO: 1902-0005 EXPIRATION DATE: 04/30/2003
RESPS:156 HOURS:12,724 COSTS(000):$672
Pipeline Certificates: Annual Reports of System Flow Diagrams
and System Capacity
FORMS: FERC-567
OMB NO: 1902-0019 EXPIRATION DATE: 03/31/2005
RESPS:2 HOURS:80 COSTS(000):$0
Oil Pipeline Service Life Data
FORMS: 73
OMB NO: 1902-0021 EXPIRATION DATE: 12/31/2005
RESPS:216 HOURS:227,232 COSTS(000):$0
Accounting and Reporting of Financial Instruments, Comprehensive
Income, Derivatives and Hedging Activities for Major Electric
Utilities, Licenses and Others RM02-31-000 et. al. (Final Rule)
FORMS: 1
OMB NO: 1902-0022 EXPIRATION DATE: 12/31/2005
RESPS:159 HOURS:15,670 COSTS(000):$0
Accounting and Reporting of Financial Instruments, Comprehensive
Income, Derivatives and Hedging Activities for Oil Pipeline
Companies RM02-31-000 et. al. (Final Rule)
FORMS: 6
OMB NO: 1902-0024 EXPIRATION DATE: 04/30/2003
RESPS:7,632 HOURS:11,448 COSTS(000):$632
Monthly Report of Cost and Quality of Fuels for Electric Plants
FORMS: 423
OMB NO: 1902-0028 EXPIRATION DATE: 12/31/2005
RESPS:57 HOURS:84,474 COSTS(000):$0
Accounting and Reporting of Financial Instruments, Comprehensive
Income, Derivatives and Hedging Activities for Major Natural Gas
Companies RM02-31-000 et. al. (Final Rule)
FORMS: 2
OMB NO: 1902-0029 EXPIRATION DATE: 12/31/2005
RESPS:26 HOURS:884 COSTS(000):$0
Accounting and Reporting of Financial Instruments, Comprehensive
Income, Derivaties and Hedging Activities for Nonmajor Electric
Utilities, Licensees and Others RM02-31-000 et. al (Final Rule)
FORMS: 1F
OMB NO: 1902-0030 EXPIRATION DATE: 12/31/2005
RESPS:53 HOURS:1,696 COSTS(000):$0
Accounting and Reporting of Financial Instruments, Comprehensive
Income, Derivatives and Hedging Activities for Nonmajor Natural
Gas Companies RM02-31-000 et. al. (Final Rule)
FORMS: 2-A
OMB NO: 1902-0032 EXPIRATION DATE: 10/31/2005
RESPS:232 HOURS:696 COSTS(000):$0
Natural Gas Pipeline Company Quarterly Statement of Monthly Data
FORMS: 11
OMB NO: 1902-0038 EXPIRATION DATE: 09/30/2003
RESPS:2,400 HOURS:600 COSTS(000):$32
Application for the Determination of the Maximum Lawful Price
Under the Natural Gas Policy Act (NGPA)
FORMS: 121
OMB NO: 1902-0058 EXPIRATION DATE: 08/31/2003
RESPS:9 HOURS:15,276 COSTS(000):$819
Application for License/Relicense for Water Projects with more
than 5 MW Capacity.
FORMS: 500
OMB NO: 1902-0060 EXPIRATION DATE: 07/31/2003
RESPS:530 HOURS:138,290 COSTS(000):$7,306
Gas Pipeline Certificates: Construction, Acquisition, and
Abandonment
FORMS: 537
OMB NO: 1902-0061 EXPIRATION DATE: 01/31/2004
RESPS:1 HOURS:240 COSTS(000):$13
Gas Pipeline Certificates: Section 7(a) Mandatory Initial Service
FORMS: 538
OMB NO: 1902-0068 EXPIRATION DATE: 10/31/2005
RESPS:8 HOURS:80 COSTS(000):$0
Application for Surrender of Hydropower License
FORMS: 510
OMB NO: 1902-0069 EXPIRATION DATE: 10/31/2004
RESPS:40 HOURS:1,600 COSTS(000):$0
Application for Transfer of License
FORMS: 511
OMB NO: 1902-0082 EXPIRATION DATE: 07/31/2004
RESPS:1 HOURS:108,199 COSTS(000):$1,241
Application for Sales, Lease or Dispostion, Merger or Consolida-
tion of Facilities or for Purchase or Acquisition of Securities
of a Public Utility
FORMS: 519 98-4-000
OMB NO: 1902-0083 EXPIRATION DATE: 01/31/2006
RESPS:28 HOURS:1,450 COSTS(000):$0
Application for Authority to Hold Interlocking Directorate
Positions
FORMS: 520
OMB NO: 1902-0086 EXPIRATION DATE: 07/31/2003
RESPS:78 HOURS:624 COSTS(000):$33
Gas Pipeline Rates: Natural Gas Policy Act, Title III
Transactions, RM98-10 and RM98-12-000
FORMS: 549
OMB NO: 1902-0087 EXPIRATION DATE: 03/31/2005
RESPS:5 HOURS:200 COSTS(000):$0
Payments for Benefits from Headwater Improvements.
FORMS: 521
OMB NO: 1902-0098 EXPIRATION DATE: 07/31/2004
RESPS:515 HOURS:1,236,000 COSTS(000):$0
Preservation of Records for Public Utilities and Licensees,
Natural Gas and Oil Pipeline Companies, RM99-8, Final Rule
FORMS: 555
OMB NO: 1902-0114 EXPIRATION DATE: 02/28/2005
RESPS:175 HOURS:1,050 COSTS(000):$0
Annual Report of a Utiliti's Twenty Largest Purchaser's
FORMS: 566
OMB NO: 1902-0115 EXPIRATION DATE: 06/30/2003
RESPS:12 HOURS:4,512 COSTS(000):$241
Application for License/Relicense for Water Projects 5 MW or
Less Capacity
FORMS: 505
OMB NO: 1902-0132 EXPIRATION DATE: 05/31/2004
RESPS:242 HOURS:968 COSTS(000):$53
Electric Fees and Annual Charges
FORMS: 582
OMB NO: 1902-0137 EXPIRATION DATE: 12/31/2003
RESPS:5 HOURS:3,808 COSTS(000):$214
Interrogatory on Fuel and Energy Purchase Practices Pursuant to
Section 205(f)(2) of the Federal Power Act
FORMS: 580
OMB NO: 1902-0138 EXPIRATION DATE: 04/30/2003
RESPS:7 HOURS:511 COSTS(000):$27
Reporting of Electric Shortages and Contingency Plans under
PURPA 206
FORMS: 585
OMB NO: 1902-0144 EXPIRATION DATE: 02/29/2004
RESPS:15 HOURS:150 COSTS(000):$8
Emergency Natural Gas Sale, Transportation and Exchange
FORMS: FERC-588
OMB NO: 1902-0157 EXPIRATION DATE: 08/31/2003
RESPS:147 HOURS:4,388 COSTS(000):$29
Marketing Affiliates of Interstate Pipeline RM98-10 and RM98-12-
000
FORMS: 592
OMB NO: 1902-0166 EXPIRATION DATE: 01/31/2006
RESPS:112 HOURS:672 COSTS(000):$0
Determinations for Entities Seeking Exempt Wholesale Generator
Status
FORMS: 598
OMB NO: 1902-0168 EXPIRATION DATE: 04/30/2003
RESPS:10 HOURS:25 COSTS(000):$1
Application for Transmission Service under Section 211 of the
Federal Power Act as Amended and Added by the Energy Policy Act
of 1992
FORMS: 716-A
OMB NO: 1902-0169 EXPIRATION DATE: 08/31/2003
RESPS:334 HOURS:297,201 COSTS(000):$3,292
Gas Pipeline Rates: Capacity Information, RM98-10 and RM98-12-000
FORMS: NONE
OMB NO: 1902-0170 EXPIRATION DATE: 04/30/2003
RESPS:10 HOURS:1,000 COSTS(000):$53
Good Faith Request for Transmission Service and Response by
Transmitting Utility under Section 211(a) and 213(a) of the
Federal Power Act
FORMS: 716
OMB NO: 3069-0058 EXPIRATION DATE: 02/29/2004
RESPS:1,600 HOURS:38,632 COSTS(000):$300
Federal Home Loan Bank Acquired Member Assets, Core Mission
Activities, Investments and Advances
FORMS: NONE
OMB NO: 3069-0059 EXPIRATION DATE: 11/30/2003
RESPS:52,500 HOURS:900,648 COSTS(000):$0
Capital Requirements for the Federal Home Loan Banks
FORMS: NONE
OMB NO: 3072-0018 EXPIRATION DATE: 08/31/2005
RESPS:8,965 HOURS:3,481 COSTS(000):$0
46 CFR 515 - Licensing, Financial Responsibility Requirements,
and General Duties for Ocean Transportation Intermediaries and
Related Form FMC-18.
FORMS: FMC-48 FMC-67 FMC-68 FMC-69
OMB NO: 3072-0045 EXPIRATION DATE: 08/31/2003
RESPS:1,292 HOURS:88,970 COSTS(000):$4,819
46 CFR 535, Agreements by Ocean Common Carriers and Other
Persons Subject to the Shipping Act of 1984
FORMS: NONE
OMB NO: 7100-0018 EXPIRATION DATE: 04/30/2005
RESPS:10,000 HOURS:1,700 COSTS(000):$0
Statement of Purpose for an Extension of Credit Secured by
Margin Stock by a Person Subject to Registration Under
Regulation U
FORMS: FR-G-3
OMB NO: 7100-0019 EXPIRATION DATE: 04/30/2005
RESPS:250 HOURS:43 COSTS(000):$0
Statement of Purpose for an Extension of Credit by a Creditor
FORMS: FR-T-4
OMB NO: 7100-0030 EXPIRATION DATE: 05/31/2004
RESPS:4,784 HOURS:27,891 COSTS(000):$0
Weekly Report of Assets and Liabilities for Large U.S. Branches
and Agencies of Foreign Banks
FORMS: FR-2069
OMB NO: 7100-0032 EXPIRATION DATE: 05/31/2005
RESPS:1,180 HOURS:26,550 COSTS(000):$0
Report of Assets and Liabilities of U.S. Branches and Agencies
of Foreign Banks
FORMS: FFIEC-002
OMB NO: 7100-0034 EXPIRATION DATE: 03/31/2004
RESPS:10,901 HOURS:5,551 COSTS(000):$0
Report on Indebtedness of Executive Officers and Principal
Shareholders and their Related Interest to Correspondent Banks
FORMS: FFIEC-004
OMB NO: 7100-0035 EXPIRATION DATE: 04/30/2003
RESPS:188 HOURS:4,056 COSTS(000):$0
Country Exposure Report Country Exposure Information Report
FORMS: FFIEC-009 FFIEC-009A
OMB NO: 7100-0036 EXPIRATION DATE: 03/31/2005
RESPS:3,912 HOURS:187,776 COSTS(000):$0
Consolidated Reports of Condition and Income
FORMS: 031 041
OMB NO: 7100-0042 EXPIRATION DATE: 09/30/2005
RESPS:1,758 HOURS:881 COSTS(000):$0
Applications for Subscription to, Adjustment in Holding of, and
Cancellation of Federal Reserve Bank Stock
FORMS: FR-2030 FR-2030A FR-2056 FR-2086 FR-2086A FR-2087
OMB NO: 7100-0046 EXPIRATION DATE: 09/30/2005
RESPS:70 HOURS:280 COSTS(000):$0
Applications for Membership in the Federal Reserve System
FORMS: FR-2083 FR-2083C
OMB NO: 7100-0057 EXPIRATION DATE: 08/31/2003
RESPS:4,572 HOURS:3,384 COSTS(000):$0
Monthly Survey of Industrial Electricity Use
FORMS: FR-2009A FR-2009B FR-2009C
OMB NO: 7100-0058 EXPIRATION DATE: 06/30/2003
RESPS:504 HOURS:1,008 COSTS(000):$0
Senior Loan Officer Opinion Survey on Bank Lending Practices
FORMS: FR-2018
OMB NO: 7100-0061 EXPIRATION DATE: 02/28/2006
RESPS:4,860 HOURS:8,095 COSTS(000):$0
Survey of Terms of Lending
FORMS: 2028A 2028B 2028S
OMB NO: 7100-0068 EXPIRATION DATE: 03/31/2006
RESPS:1,872 HOURS:1,872 COSTS(000):$0
Weekly Report of Eurodollar Liabilities Held by Selected U.S.
Addresses at Foreign Offices of U.S. Banks
FORMS: FR-2050
OMB NO: 7100-0073 EXPIRATION DATE: 11/30/2005
RESPS:906 HOURS:4,006 COSTS(000):$0
Financial Statements of Foreign Subsidaries of U.S. Banking
Organizations Abbrieviated Financial Statements of Foreign
Subsidiaris of U.S. Banking Orgaizations
FORMS: FR-2314 FR-2314S
OMB NO: 7100-0074 EXPIRATION DATE: 06/30/2003
RESPS:5,508 HOURS:2,754 COSTS(000):$0
Report of Repurchase Agreements (RPs) on U.S. Government and
Federal Agency Securities with Specified Holders
FORMS: FR-2415
OMB NO: 7100-0075 EXPIRATION DATE: 05/31/2004
RESPS:59,800 HOURS:85,774 COSTS(000):$0
Weekly Report of Assets and Liabilities for Large Banks, and
Weekly Report of Selected Assets
FORMS: FR-2416 FR-2644
OMB NO: 7100-0079 EXPIRATION DATE: 03/31/2006
RESPS:9,332 HOURS:32,662 COSTS(000):$0
Quarterly Report of Assets and Liabilities of Large Foreign
Offices of U.S. Banks
FORMS: FR-2502Q
OMB NO: 7100-0085 EXPIRATION DATE: 08/31/2003
RESPS:1,000 HOURS:290 COSTS(000):$0
Quarterly Report of Interest Rates on Selected Direct Consumer
Installment Loans; Quarterly Report of Credit Card Plans
FORMS: FR-2835 FR-2835A
OMB NO: 7100-0086 EXPIRATION DATE: 06/30/2004
RESPS:332 HOURS:3,566 COSTS(000):$0
Consolidated Report of Condition and Income for Edge and
Agreement Corporations
FORMS: FR-2886B
OMB NO: 7100-0088 EXPIRATION DATE: 08/31/2003
RESPS:255 HOURS:64 COSTS(000):$0
Allocation of Low Reserve Tranche and Reservable Exemption
FORMS: FR-2930 FR-2930A
OMB NO: 7100-0091 EXPIRATION DATE: 01/31/2004
RESPS:408 HOURS:2,085 COSTS(000):$0
Reports Related to Securities of State Member Banks as Required
by Regulation H
FORMS: NONE
OMB NO: 7100-0099 EXPIRATION DATE: 04/30/2004
RESPS:22 HOURS:12 COSTS(000):$0
Transfer Agent Registration and Amendment Form
FORMS: FR-TA-1
OMB NO: 7100-0100 EXPIRATION DATE: 03/31/2004
RESPS:36 HOURS:36 COSTS(000):$0
Uniform Application for Municipal Securities Principal or
Municipal Securities Representative Associated with a Bank
Municipal Securities Dealer
FORMS: MSD-4
OMB NO: 7100-0101 EXPIRATION DATE: 03/31/2004
RESPS:80 HOURS:20 COSTS(000):$0
Uniform Termination Notice for Municipal Securities Principal or
Municipal Securities Representative Associated with a Bank
Municipal Securities Dealer
FORMS: FR-MSD-5
OMB NO: 7100-0107 EXPIRATION DATE: 04/30/2005
RESPS:51 HOURS:695 COSTS(000):$0
International Applications and Prior Notifications under
Subparts A and C of Regulation K
FORMS: FR-K-1
OMB NO: 7100-0109 EXPIRATION DATE: 08/31/2003
RESPS:160 HOURS:320 COSTS(000):$0
Changes in Foreign Investments (Made Pursuant to Regulation K)
FORMS: FR-2064
OMB NO: 7100-0112 EXPIRATION DATE: 06/30/2004
RESPS:94 HOURS:47 COSTS(000):$0
Written Security Program for State Member Banks
FORMS: FR-4004
OMB NO: 7100-0115 EXPIRATION DATE: 04/30/2005
RESPS:1,477,852 HOURS:251,235 COSTS(000):$0
Statement of Purpose for an Extension of Credit Secured by
Margin Stock
FORMS: FR-U-1
OMB NO: 7100-0119 EXPIRATION DATE: 09/30/2005
RESPS:4 HOURS:360 COSTS(000):$0
Application for a Foreign Organization to Become a Bank Holding
Company
FORMS: FR-Y-1F
OMB NO: 7100-0121 EXPIRATION DATE: 04/30/2005
RESPS:823 HOURS:22,003 COSTS(000):$0
Application for Prior Approval to license a Bank Holding Company
or for Bank Holding Company in Acquire on Additional Bank or
Bank Holding Company; Notice for Prior Approval to become a Bank
FORMS: FR-Y-3 FR-Y-3N FR-Y-4
OMB NO: 7100-0124 EXPIRATION DATE: 12/31/2003
RESPS:5,638 HOURS:22,552 COSTS(000):$0
Annual Report of Bank Holding Companies
FORMS: FR/Y-6
OMB NO: 7100-0125 EXPIRATION DATE: 11/30/2005
RESPS:1,508 HOURS:5,330 COSTS(000):$0
Reports of Foreign Banking Organizations, Capital and Asset
Report for FBOs, Financial Statements of U.S. Nonbank
Subsidiaries Held by FBOs, Abbreviated Financial Statements...
FORMS: FR-Y-7 FR-Y-7Q FR-Y-7N FR-Y-7NS
OMB NO: 7100-0126 EXPIRATION DATE: 08/31/2003
RESPS:23,564 HOURS:169,661 COSTS(000):$0
The Bank Holding Company Report of Insured Depository Institu-
tion's Section 23A Transactions with Affilates
FORMS: Y-8
OMB NO: 7100-0129 EXPIRATION DATE: 07/31/2004
RESPS:600 HOURS:3,000 COSTS(000):$0
Annual Report on Status of Disposition of Assets Acquired in
Satisfaction of Debts Previously Contracted
FORMS: FR-4006
OMB NO: 7100-0134 EXPIRATION DATE: 03/31/2006
RESPS:1,300 HOURS:8,450 COSTS(000):$0
Interagency Notice of Change in Bank Control; Interagency Notice
of Change in Director or Senior Executive Officer; Interagency
Biographical and Financial Report
FORMS: FR-2081A FR-2081B FR-2081C
OMB NO: 7100-0175 EXPIRATION DATE: 08/31/2003
RESPS:5,090 HOURS:2,545 COSTS(000):$0
Annual Report of Total Deposits and Reservable Liabilities
FORMS: FR-2910A
OMB NO: 7100-0180 EXPIRATION DATE: 08/31/2003
RESPS:5,475 HOURS:15,000 COSTS(000):$0
Request for Proposal and Request for Price Quotation
FORMS: RFP RFPQ
OMB NO: 7100-0181 EXPIRATION DATE: 12/31/2004
RESPS:8,500 HOURS:8,625 COSTS(000):$0
Application for Employment with the Board of Governors of the
Federal Reserve System
FORMS: FR-28
OMB NO: 7100-0196 EXPIRATION DATE: 12/31/2004
RESPS:3,138,544 HOURS:158,423 COSTS(000):$0
Recordkeeping and Disclosure Requirements Associated with
Securities Transactions Pursuant to Regulation H
FORMS: H-3
OMB NO: 7100-0197 EXPIRATION DATE: 10/31/2005
RESPS:976 HOURS:159,160 COSTS(000):$0
Recordkeeping, Reporting, and Disclosure Requirements in
connection with Regulation BB (Community Reinvestment Act)
FORMS: UNNUMREGBB
OMB NO: 7100-0199 EXPIRATION DATE: 04/30/2003
RESPS:7,505,576 HOURS:618,398 COSTS(000):$0
Recordkeeping and Disclosure Requirements in Connection with
Regulation Z (Truth in Lending)
FORMS: NONE
OMB NO: 7100-0200 EXPIRATION DATE: 10/31/2005
RESPS:774,914 HOURS:48,868 COSTS(000):$0
Recordkeeping and Disclosure Requirements in Connection with
Regulation E (Electronic Funds Transfer)
FORMS: NONE
OMB NO: 7100-0201 EXPIRATION DATE: 10/31/2005
RESPS:6,143,512 HOURS:175,711 COSTS(000):$0
Recordkeeping and Disclosure Requirements in Connection with
Regulation B (Equal Credit Opportunity)
FORMS: REGULATION-B
OMB NO: 7100-0202 EXPIRATION DATE: 07/31/2005
RESPS:37,245 HOURS:11,179 COSTS(000):$0
Recordkeeping and Disclosure Requirements in Connection with
Regulation M (Consumer Leasing)
FORMS: REGULATION-M
OMB NO: 7100-0213 EXPIRATION DATE: 10/31/2003
RESPS:920 HOURS:9,200 COSTS(000):$0
Country Exposure Report for U.S. Branches and Agencies of
Foreign Banks
FORMS: FFIEC-019
OMB NO: 7100-0216 EXPIRATION DATE: 04/30/2005
RESPS:38 HOURS:44 COSTS(000):$0
Annual Daylight Overdraft Capital Report for U.S. Branches and
Agencies of Foreign Banks
FORMS: FR-2225
OMB NO: 7100-0217 EXPIRATION DATE: 04/30/2005
RESPS:1,907 HOURS:1,907 COSTS(000):$0
Report of Net Debit Cap
FORMS: FR-2226
OMB NO: 7100-0224 EXPIRATION DATE: 03/31/2004
RESPS:27 HOURS:25 COSTS(000):$0
Notice by Financial Institutions of Government Securities Broker
or Government Securities Dealer Activities; Notice by Financial
Institutions of Termination of Activities as a Government
FORMS: FR-G-FIN FR-G-FINW
OMB NO: 7100-0232 EXPIRATION DATE: 05/31/2004
RESPS:300 HOURS:37 COSTS(000):$0
Survey to Obtain Information on the Relevant Market in
Individual Merger Cases
FORMS: FR-2060
OMB NO: 7100-0235 EXPIRATION DATE: 09/30/2005
RESPS:12,459,633 HOURS:331,630 COSTS(000):$0
Disclosure Requirements in Connection with Regulation CC to
Implement the Expedited Funds Availability Act
FORMS: NONE
OMB NO: 7100-0239 EXPIRATION DATE: 01/31/2006
RESPS:300 HOURS:75 COSTS(000):$0
Report of Terms of Credit Card Plans
FORMS: FR2572
OMB NO: 7100-0244 EXPIRATION DATE: 11/30/2005
RESPS:4,079 HOURS:22,134 COSTS(000):$0
Financial Statements of U.S. Nonbank Subsidiaries of U.S. Bank
Holding Companies Abbreviated Financial Statements of U.S.
Nonbank Subsidiaries of U.S. Bank Holding Companies
FORMS: FR-Y-11 FR-Y-11S
OMB NO: 7100-0250 EXPIRATION DATE: 08/31/2003
RESPS:270,350 HOURS:67,588 COSTS(000):$0
Recordkeeping Requirements Associated with Real Estate Appraisal
Standards for Federally Related Transactons Pursuant to
Regulations H and Y
FORMS: FRH-4
OMB NO: 7100-0261 EXPIRATION DATE: 07/31/2005
RESPS:3,983 HOURS:21,060 COSTS(000):$0
Recordkeeping Requirements Associated with the Real Estate
Lending Standards Regulation for State Member Banks
FORMS: REG-H-5
OMB NO: 7100-0271 EXPIRATION DATE: 07/31/2005
RESPS:2,604,944 HOURS:146,644 COSTS(000):$0
Recordkeeping and Disclosure requirements in connection with
regulation DD (Truth in Savings)
FORMS: REGULATION-DD
OMB NO: 7100-0273 EXPIRATION DATE: 05/31/2005
RESPS:344 HOURS:2,064 COSTS(000):$0
Report of Assests and Liabilities of a Non-U.S. Branch that is
Managed or Controlled by a U.S. Branch or Agency of a Foreign
(Non-U.S.) Bank
FORMS: FFIEC-002S
OMB NO: 7100-0278 EXPIRATION DATE: 10/31/2005
RESPS:31 HOURS:80 COSTS(000):$0
Notifications Related to Community Development and Public
Welfare Investments of State Member Banks
FORMS: FR-H-6
OMB NO: 7100-0280 EXPIRATION DATE: 12/31/2005
RESPS:2,492,704 HOURS:111,420 COSTS(000):$0
Recordkeeping and Disclosure Requirements Associated with Loans
Secured by Real Estate Located in Flood Hazard Areas Pursuant to
Section 208.25 of Regulation H
FORMS: REG-H-2
OMB NO: 7100-0284 EXPIRATION DATE: 10/31/2005
RESPS:20 HOURS:700 COSTS(000):$0
International Applications and Prior Notification Under Subpart
B of Regulations K
FORMS: FR-K-2
OMB NO: 7100-0290 EXPIRATION DATE: 12/31/2004
RESPS:725 HOURS:1,600 COSTS(000):$0
Annual Salary Survey (FR 29a), ad hoc Surveys (FR 29b), and
Annual Compensation Trend Survey (FR 29c)
FORMS: FR-29A FR-29B FR-29C
OMB NO: 7100-0292 EXPIRATION DATE: 03/31/2004
RESPS:1,176 HOURS:22,942 COSTS(000):$0
Fillings Related to GLB Act of 1999
FORMS: FR-4010 FR-4012 FR-4017 FR-4019
OMB NO: 7100-0294 EXPIRATION DATE: 06/30/2003
RESPS:57,000 HOURS:427,500 COSTS(000):$0
Reporting and Disclosure Requirements Associated with Regulation
P (Privacy Consumer Financial Information)
FORMS: NONE
OMB NO: 7100-0297 EXPIRATION DATE: 12/31/2003
RESPS:11,427 HOURS:14,284 COSTS(000):$0
Report of Changes in Organizational Structure; Report of Changes
in FBO Organizational Structure
FORMS: FR/Y-10 FR/Y-10F
OMB NO: 7100-0298 EXPIRATION DATE: 12/31/2003
RESPS:553,079 HOURS:46,090 COSTS(000):$0
Disclosure Requirements in Connection with Regulation H
(Consumer Protections in Sales of Insurance)
FORMS: REG-H-7
OMB NO: 7100-0299 EXPIRATION DATE: 01/31/2004
RESPS:17,892 HOURS:29,820 COSTS(000):$0
Disclosure and Reporting of CRA-Related Agreements
FORMS: NONE
OMB NO: 7100-0300 EXPIRATION DATE: 08/31/2004
RESPS:882 HOURS:14,112 COSTS(000):$0
Consolidated Bank Holding Company Report of Equity Investments
in Nonfinancial Companies
FORMS: Y-12
OMB NO: 3084-0103 EXPIRATION DATE: 12/31/2005
RESPS:14,000,000,000 HOURS:6,054,000 COSTS(000):$0
The Care Labeling Rule
FORMS: NONE
OMB NO: 3084-0104 EXPIRATION DATE: 08/31/2005
RESPS:2,208 HOURS:14,000 COSTS(000):$0
Use of Prenotificaiton Negative Option Plans ("Negative Option
Rule")
FORMS: NONE
OMB NO: 3084-0105 EXPIRATION DATE: 08/31/2005
RESPS:1,200 HOURS:900 COSTS(000):$0
Power Output Claims for Amplifiers Utilized in Home
Entertainment Products ("Amplifer Rule")
FORMS: NONE
OMB NO: 3084-0106 EXPIRATION DATE: 01/31/2004
RESPS:47,904 HOURS:2,753,000 COSTS(000):$0
The Mail or Telephone Order Merchandise Rule
FORMS: NONE
OMB NO: 3084-0107 EXPIRATION DATE: 08/31/2005
RESPS:500,000 HOURS:34,000 COSTS(000):$12,777
Disclosure Requirements and Prohibitions Concerning Franchising
and Business Opportunity Ventures ("Franchise Rule")
FORMS: NONE
OMB NO: 3084-0108 EXPIRATION DATE: 09/30/2004
RESPS:30,000,000 HOURS:1,925,000 COSTS(000):$9,000
The Used Car Rule
FORMS: NONE
OMB NO: 3084-0109 EXPIRATION DATE: 08/31/2005
RESPS:1,864,000 HOURS:366,000 COSTS(000):$0
Labeling and Advertising of Home Insulation ("R-value") Rule
FORMS: NONE
OMB NO: 3084-0110 EXPIRATION DATE: 11/30/2005
RESPS:809,500 HOURS:8,095,000 COSTS(000):$0
Regulations under Section 4 of the Fair Packaging and Labeling
Act
FORMS: NONE
OMB NO: 3133-0101 EXPIRATION DATE: 10/31/2004
RESPS:1,500 HOURS:6,000 COSTS(000):$0
12 CFR Parts 723.5 - Develop written loan policies - and 723.11
- Provide waiver requests
FORMS: NONE
OMB NO: 3133-0116 EXPIRATION DATE: 02/28/2005
RESPS:50 HOURS:200 COSTS(000):$0
12. U.S.C. 1771-Conversion from Federal to State Credit Union
and from State to Federal Credit Union 12. U.S.C. 1781 Insurance
of Member Accounts - Eligibility
FORMS: 9600 4401 4221 4505 4506
OMB NO: 3141-0001 EXPIRATION DATE: 03/31/2004
RESPS:951 HOURS:2,194 COSTS(000):$1,780
Compliance and enforcement under the Indian Gaming Regulatory
Act.
FORMS: NONE
OMB NO: 3141-0003 EXPIRATION DATE: 03/31/2004
RESPS:941 HOURS:89,590 COSTS(000):$0
Collection of Information for Approval of Class II and Class
III/ Background Investigation Tribal Licenses
FORMS: NONE
OMB NO: 3141-0007 EXPIRATION DATE: 08/31/2004
RESPS:1,280 HOURS:2,560 COSTS(000):$77
Annual Fees Payable By Indian Gaming Operations
FORMS: NONE
OMB NO: 3141-0008 EXPIRATION DATE: 10/31/2004
RESPS:5 HOURS:650 COSTS(000):$2,429
Insurance of Certificates of Self Regulations to Tribes for
Class II Gaming
FORMS: NONE
OMB NO: 3150-0001 EXPIRATION DATE: 08/31/2005
RESPS:4,187 HOURS:151,644 COSTS(000):$8
10 CFR Part 32, Specific Domestic Licenses to Manufacture or
Transfer Certain Items Containing Byproduct Material
FORMS: NONE
OMB NO: 3150-0002 EXPIRATION DATE: 04/30/2005
RESPS:77,734 HOURS:364,805 COSTS(000):$18
10 CFR 73, Physical Protection of Plants and Materials
FORMS: NONE
OMB NO: 3150-0003 EXPIRATION DATE: 05/31/2005
RESPS:36,500 HOURS:27,375 COSTS(000):$0
Nuclear Material Transaction Report, its continuation sheet, and
NUREG/BR-0006, Instructions for Completing Nuclear Material
Transaction Reports (Forms DOE/NRC-741, 741A and 740M)
FORMS: 741 741A
OMB NO: 3150-0004 EXPIRATION DATE: 08/31/2003
RESPS:400 HOURS:300 COSTS(000):$0
Material Balance Report and NUREG/BR-0007, "Instructions for
Completing Material Balance Report and Physical Inventory List-
ing"
FORMS: 742
OMB NO: 3150-0005 EXPIRATION DATE: 10/31/2004
RESPS:23,077 HOURS:11,531 COSTS(000):$0
NRC Form 4, Cumulative Occupational Exposure History
FORMS: NRC-FORM4
OMB NO: 3150-0006 EXPIRATION DATE: 10/31/2004
RESPS:370,212 HOURS:66,682 COSTS(000):$0
NRC Form 5, Occupational Exposure Record for a Monitoring Period
FORMS: NRC-FORM5
OMB NO: 3150-0007 EXPIRATION DATE: 10/31/2004
RESPS:546 HOURS:139,644 COSTS(000):$0
10 CFR Part 34, Licenses for Radiography and Radiation Safety
Requirement for Radiographic Operations
FORMS: N/A
OMB NO: 3150-0008 EXPIRATION DATE: 11/30/2003
RESPS:1,106 HOURS:63,837 COSTS(000):$0
10 CFR Part 71, packaging and Transportation of Radioactive
Material
FORMS: NONE
OMB NO: 3150-0009 EXPIRATION DATE: 09/30/2004
RESPS:1,174 HOURS:86,280 COSTS(000):$0
10 CFR 70, Domestic Licensing of Special Nuclear Material
FORMS: NONE
OMB NO: 3150-0010 EXPIRATION DATE: 09/30/2004
RESPS:214,402 HOURS:889,754 COSTS(000):$109
10 CFR Part 35, Medical Use of Byproduct Material
FORMS: NONE
OMB NO: 3150-0011 EXPIRATION DATE: 01/31/2004
RESPS:8,078 HOURS:4,735,114 COSTS(000):$0
10 CFR Part 50, Domestic Licensing of Production and Utilization
Facilities
FORMS: NONE
OMB NO: 3150-0013 EXPIRATION DATE: 08/31/2005
RESPS:4,232 HOURS:1,104 COSTS(000):$0
Report of Proposed Activities in Non-Agreement States, Areas of
Exclusive Federal Jurisdiction, or Offshore Waters
FORMS: 241
OMB NO: 3150-0014 EXPIRATION DATE: 07/31/2005
RESPS:5,733 HOURS:322,851 COSTS(000):$18
10 CFR 20, Standards for Protection Against Radiation
FORMS: NONE
OMB NO: 3150-0015 EXPIRATION DATE: 10/31/2005
RESPS:1 HOURS:1 COSTS(000):$0
10 CFr 33, Specific Domestic Licenses of Broad Scope for By
Product Material
FORMS: NONE
OMB NO: 3150-0017 EXPIRATION DATE: 12/31/2005
RESPS:2,285 HOURS:160,919 COSTS(000):$0
10 CFR 30 Rules of General Applicability to Domestic Licensing
of Byproduct Material
FORMS: NONE
OMB NO: 3150-0020 EXPIRATION DATE: 08/31/2003
RESPS:758 HOURS:72,549 COSTS(000):$0
10 CFR 40, Domestic Licensing of Source Material; and NRC Form
484, "Detection Monitoring Data Report"
FORMS: 484
OMB NO: 3150-0021 EXPIRATION DATE: 04/30/2003
RESPS:27 HOURS:60,288 COSTS(000):$0
Environmental Protection and Regulations for Domestic Licensing
and Related Regulatory Functions -- 10 CFR Part 51
FORMS: NONE
OMB NO: 3150-0024 EXPIRATION DATE: 01/31/2006
RESPS:1,240 HOURS:751 COSTS(000):$0
NRC Form 396, Certification of Medical Examination by Facility
FORMS: NRC-396
OMB NO: 3150-0026 EXPIRATION DATE: 08/31/2005
RESPS:60 HOURS:12 COSTS(000):$0
NRC Form 354, Data Report on Spouse
FORMS: 354
OMB NO: 3150-0027 EXPIRATION DATE: 04/30/2003
RESPS:63 HOURS:191 COSTS(000):$0
Application for License to Export Nuclear Material and Equipment
FORMS: NRC-7
OMB NO: 3150-0028 EXPIRATION DATE: 07/31/2004
RESPS:400 HOURS:200 COSTS(000):$0
Certificate of Disposition of Materials
FORMS: 314
OMB NO: 3150-0029 EXPIRATION DATE: 06/30/2004
RESPS:134 HOURS:1,005 COSTS(000):$0
State Agreements Program
FORMS: N/A
OMB NO: 3150-0031 EXPIRATION DATE: 12/31/2003
RESPS:60 HOURS:60 COSTS(000):$0
NRC Form 244, Registration Certificate - Use of Depleted Uranium
Under General License
FORMS: NRC-244
OMB NO: 3150-0032 EXPIRATION DATE: 08/31/2003
RESPS:12 HOURS:35 COSTS(000):$0
10 CFR Part 150, Exemptions and Continued Regulatory Authority
in Agreement States and in Offshore Waters Under Section 274
FORMS: NONE
OMB NO: 3150-0062 EXPIRATION DATE: 08/31/2004
RESPS:5 HOURS:1 COSTS(000):$0
10 CFR 11, Criteria and Procedures for Determining Eligibility
for Access to or Control Over Special Nuclear Material
FORMS: NONE
OMB NO: 3150-0107 EXPIRATION DATE: 08/31/2005
RESPS:88 HOURS:1,055 COSTS(000):$0
Grant and Cooperative Agreement Provisions
FORMS: NONE
OMB NO: 3150-0109 EXPIRATION DATE: 04/30/2003
RESPS:3,925 HOURS:1,851 COSTS(000):$0
Billing Instructions for NRC Cost Type Contracts
FORMS: NONE
OMB NO: 3150-0114 EXPIRATION DATE: 08/31/2005
RESPS:100 HOURS:200 COSTS(000):$0
NRC Form 450, General Assignment
FORMS: 450
OMB NO: 3150-0120 EXPIRATION DATE: 10/31/2005
RESPS:17,549 HOURS:116,255 COSTS(000):$7
NRC Form 313 Application for Material License, NRC Form 313A,
Training and experience and Preceptor Statement
FORMS: NRC-313 NRC-313A
OMB NO: 3150-0121 EXPIRATION DATE: 07/31/2005
RESPS:1 HOURS:1 COSTS(000):$0
10 CFR 81, Standard Specifications for Granting of Patent
Licenses
FORMS: NONE
OMB NO: 3150-0123 EXPIRATION DATE: 10/31/2005
RESPS:36 HOURS:6,314 COSTS(000):$0
10 CFR Part 74, "Material Control and Accounting of Special
Nuclear Material"
FORMS: NONE
OMB NO: 3150-0143 EXPIRATION DATE: 06/30/2003
RESPS:1 HOURS:227 COSTS(000):$0
10 CFR 62, Criteria and Procedures for Emergency Access to Non-
Federal and Regional Low-Level Waste Disposal Facilities
FORMS: NONE
OMB NO: 3150-0146 EXPIRATION DATE: 10/31/2005
RESPS:1,514 HOURS:64,446 COSTS(000):$3
10 CFR 26, Fitness for Duty Program
FORMS: NONE
OMB NO: 3150-0151 EXPIRATION DATE: 06/30/2005
RESPS:10 HOURS:211,820 COSTS(000):$0
10 CFR Part 52, Early Site Permits; Standard Design Certifica-
tions; and Combined Licenses for Nuclear Power Plants
FORMS: NONE
OMB NO: 3150-0155 EXPIRATION DATE: 08/31/2005
RESPS:20 HOURS:432,333 COSTS(000):$2
10 CFR 54, Requirements for Renewal of Operating Licenses for
Nuclear Power Plants
FORMS: NONE
OMB NO: 3150-0163 EXPIRATION DATE: 11/30/2003
RESPS:50 HOURS:500 COSTS(000):$0
NRC's Policy Stament on Cooperation With States at Commercial
Nuclear Power Plants and Other Nuclear Production and
Utilization Facilities
FORMS: NONE
OMB NO: 3150-0178 EXPIRATION DATE: 08/31/2003
RESPS:900 HOURS:945 COSTS(000):$0
Nuclear Material Events Database (NMED) for the Collection of
Event Report, Response, Analysis, and Follow-up Data on Events
Involving the Use of Atomic Energy Act Radioactive Byproduct Mat.
FORMS: NONE
OMB NO: 3150-0181 EXPIRATION DATE: 08/31/2003
RESPS:5 HOURS:1 COSTS(000):$0
Application/Permit for Use of the Two White Flint North (TWFN)
Auditorium, NRC Form 590
FORMS: 590
OMB NO: 3150-0183 EXPIRATION DATE: 06/30/2004
RESPS:50 HOURS:244,088 COSTS(000):$0
Criteria for Guidance of States and NRC in Discontinuance of NRC
Regulatory Authority and Assumption Thereof by States Through
Agreement and IMPEP Questionnaire
FORMS: NONE
OMB NO: 3150-0188 EXPIRATION DATE: 12/31/2003
RESPS:300 HOURS:25 COSTS(000):$0
Request for Taxpayers Identification Number
FORMS: 531
OMB NO: 3150-0190 EXPIRATION DATE: 04/30/2005
RESPS:530 HOURS:42 COSTS(000):$0
NUREG/BR-0238, material Annual Fee Billing Handbook; NRC Form
628, Financial EDI Authorization; NUREG/BR-0254, Payment Methods
and NRC Form 629, Authorization for Payment by Credit Card
FORMS: 628 629
OMB NO: 3150-0192 EXPIRATION DATE: 07/31/2005
RESPS:100 HOURS:100 COSTS(000):$0
NRC Form 64, Travel Voucher (Part 1); NRC Form 64A, Travel
Voucher (Part B); and NRC Form 64B, Optional Travel Voucher
(Part 2)
FORMS: 64 64A 64B
OMB NO: 3150-0193 EXPIRATION DATE: 08/31/2005
RESPS:200 HOURS:200 COSTS(000):$0
NRC Form 445, Request for Approval of Official Foreign Travel
FORMS: 445
OMB NO: 3235-0006 EXPIRATION DATE: 10/31/2003
RESPS:8,949 HOURS:208,786 COSTS(000):$0
Form 13F, Report of Institutional Investment Managers pursuant
to Section 13(f) of the Securities Exchange Act of 1934.
FORMS: 1685
OMB NO: 3235-0007 EXPIRATION DATE: 01/31/2005
RESPS:300 HOURS:10,294 COSTS(000):$5,404
Private Transaction-Rule 13e-3 (Schedule 13E-3) under the
Securities Exchange Act of 1934
FORMS: 1893 1983-A
OMB NO: 3235-0009 EXPIRATION DATE: 06/30/2005
RESPS:1 HOURS:1 COSTS(000):$0
Regulation S-X, Form and Content of and Requirements for
Financial Statements, Securities Act of 1933, Securities
Exchange Act of 1934, Public Utility Holding Company Act of 1935,
FORMS: SEC-1887
OMB NO: 3235-0010 EXPIRATION DATE: 10/31/2004
RESPS:25 HOURS:106 COSTS(000):$0
Rule 15a-4 (17 CFR 240.15a-4); Forty-five Day Exemption from
Registration for Certain Members of National Securities
Exchanges.
FORMS: NONE
OMB NO: 3235-0012 EXPIRATION DATE: 08/31/2004
RESPS:26,000 HOURS:24,806 COSTS(000):$207
Form BD/Rule 15b1-1 Application for registration as a broker or
FORMS: 1490
OMB NO: 3235-0017 EXPIRATION DATE: 07/31/2004
RESPS:14 HOURS:416 COSTS(000):$0
Form 1, Rules 6a-1 and 6a-2 Form of Application and Amendments
FORMS: FORM-1
OMB NO: 3235-0021 EXPIRATION DATE: 07/31/2004
RESPS:275 HOURS:137 COSTS(000):$0
Rule 6a-3 Supplemental Material to be Filed by Exchanges
FORMS: NONE
OMB NO: 3235-0025 EXPIRATION DATE: 02/28/2006
RESPS:7,400 HOURS:926,350 COSTS(000):$244,769
Rule 30e-1 under the Investment Company Act of 1940, Reports to
Stockholders of Management Companies
FORMS: NONE
OMB NO: 3235-0026 EXPIRATION DATE: 11/30/2005
RESPS:178 HOURS:80,198 COSTS(000):$3,085
Form N-2 Registration Statement for Closed-End Management
Investment Companies
FORMS: 1716
OMB NO: 3235-0032 EXPIRATION DATE: 08/31/2003
RESPS:1,150 HOURS:575 COSTS(000):$0
Requirements for reporting and inquiry with respect to missing,
lost, counterfeit, or stolen securities. (17 CFR 240.17f-1(b))
FORMS: NONE
OMB NO: 3235-0033 EXPIRATION DATE: 01/31/2005
RESPS:7,217 HOURS:3,121,110 COSTS(000):$24,800
Rule 17a-3; Records to be Made by Certain Exchange Members,
Brokers and Dealers
FORMS: NONE
OMB NO: 3235-0035 EXPIRATION DATE: 06/30/2005
RESPS:26,316 HOURS:657,900 COSTS(000):$0
Quarterly Security Counts to Be Made by Certain Exchange
Members, Brokers and Dealers. Rule 17a-13 (17 CFR 240.17a-13).
FORMS: NONE
OMB NO: 3235-0037 EXPIRATION DATE: 08/31/2003
RESPS:1,288,000 HOURS:107,333 COSTS(000):$0
Reporting of missing, lost, stolen or counterfeit securities (17
CFR Section 204.17f-1(c); Form X-17F-1A (17 CFR Section 249.100)
FORMS: SEC-1666
OMB NO: 3235-0043 EXPIRATION DATE: 06/30/2005
RESPS:1 HOURS:400 COSTS(000):$1
Application for Registration of Securities Information
Processors--Rule 11Ab2-1 and Form SIP
FORMS: SEC-1939
OMB NO: 3235-0044 EXPIRATION DATE: 04/30/2003
RESPS:1 HOURS:3 COSTS(000):$0
Amendments and Supplements to Registration Statements of
Securities Associations -- Rule 15Aj-1 (17 CFR 240.15Aj-1)
FORMS: FORM-X-15AJ-1 FORM-X-15AJ-2
OMB NO: 3235-0045 EXPIRATION DATE: 07/31/2004
RESPS:523 HOURS:18,305 COSTS(000):$0
Rule 19b-4 Filings with Respect to Proposed Rule Changes by
Self- Regulatory Organizations and Form 19b-4
FORMS: SEC-1832
OMB NO: 3235-0047 EXPIRATION DATE: 06/30/2003
RESPS:1,190,700 HOURS:411,075 COSTS(000):$0
Rule 204-3 [17 CFR 275.204-3] under the Investment Advisers Act
of 1940
FORMS: NONE
OMB NO: 3235-0049 EXPIRATION DATE: 09/30/2005
RESPS:23,350 HOURS:46,921 COSTS(000):$2,760
Form ADV under the Investment Advisers Act of 1940 [17 CFR 275.
203-1, 275.204-1, 279.1]
FORMS: SEC-1716
OMB NO: 3235-0058 EXPIRATION DATE: 03/31/2006
RESPS:12,868 HOURS:32,170 COSTS(000):$0
Form 12b-25 under the Securities Exchange Act of 1934,
Notification of Late Filing
FORMS: 1344
OMB NO: 3235-0071 EXPIRATION DATE: 02/28/2006
RESPS:1 HOURS:1 COSTS(000):$0
Regulation S-K-Standard Instructions for filing Forms under the
Securities Act of 1933 and the Exchange Act of 1934
FORMS: 1845
OMB NO: 3235-0074 EXPIRATION DATE: 04/30/2003
RESPS:1 HOURS:450,724 COSTS(000):$0
Regulation C-Registration under the Securities Act of 1933.
FORMS: NONE
OMB NO: 3235-0076 EXPIRATION DATE: 05/31/2005
RESPS:13,518 HOURS:194,659 COSTS(000):$4,326
Form D is a notice of sales filed by issuers of securities under
Regulation D.
FORMS: SEC-1972 SEC01962-A
OMB NO: 3235-0078 EXPIRATION DATE: 11/30/2005
RESPS:15,984 HOURS:900,676 COSTS(000):$1,371
Customer Protection-Reserves and Custody of Securities (17 CFR
240.15c3-3)
FORMS: NONE
OMB NO: 3235-0079 EXPIRATION DATE: 04/30/2003
RESPS:40 HOURS:13 COSTS(000):$0
Temporary Exemption of Substituted or Additional Securities --
Rule 12a-5 (17 CFR 240.12a-5) and Form 26 (17 CFR 249.26)
FORMS: FORM-26
OMB NO: 3235-0080 EXPIRATION DATE: 10/31/2005
RESPS:739 HOURS:791 COSTS(000):$0
Removal from Listing and Registration of Matured, Redeemed or
Retired Securities-Rule 12d2-2, (17 CFR 240.12d2-2), and Form
25, (17 CFR 249.25)
FORMS: 1654
OMB NO: 3235-0083 EXPIRATION DATE: 08/31/2004
RESPS:32 HOURS:48 COSTS(000):$0
Rule 15Ba2-1 and Form MSD; Application for Registration of Bank
Municipal Securities Dealers
FORMS: FORM-MSD 1534
OMB NO: 3235-0101 EXPIRATION DATE: 08/31/2003
RESPS:18,096 HOURS:36,192 COSTS(000):$0
Form 144 - Notice of Proposed Sale of Securities Pursuant to
Rule 144 under the Securities Act of 1933
FORMS: SEC-1147
OMB NO: 3235-0104 EXPIRATION DATE: 01/31/2005
RESPS:29,000 HOURS:14,500 COSTS(000):$0
Form 3-Initial Statement of Beneficial Ownership of Securities
FORMS: SEC-1472
OMB NO: 3235-0105 EXPIRATION DATE: 06/30/2003
RESPS:55 HOURS:591 COSTS(000):$310
Form T-3 For Applications for Qualification of Indentures under
the Trust Indenture Act of 1939
FORMS: SEC-1919
OMB NO: 3235-0122 EXPIRATION DATE: 09/30/2005
RESPS:1,100 HOURS:13,200 COSTS(000):$0
Report on Income and Expense. Rule 17a-10 (17 CFR 240.17a-10).
FORMS: NONE
OMB NO: 3235-0123 EXPIRATION DATE: 10/31/2004
RESPS:33,870 HOURS:406,440 COSTS(000):$0
Rule 17a-5 and Form X-17A-5; Reports to be made by certain
brokers and dealers
FORMS: 1695 1696 1705 1410
OMB NO: 3235-0125 EXPIRATION DATE: 04/30/2004
RESPS:123 HOURS:27,437 COSTS(000):$18
Form U-1 (17 CFR 259.101), Application or Declaration under the
Public Utility Holding Company Act of 1935
FORMS: SEC-1476 SEC-1841
OMB NO: 3235-0133 EXPIRATION DATE: 09/30/2005
RESPS:2,600 HOURS:650 COSTS(000):$0
Reports by National Securities Exchanges and Registered National
Securities Associations of Changes in Membership Status of Any
of Their Members. Rule 17a-19 (17 CFR 240.17a-19) and Form
X-17A-19
FORMS: NONE
OMB NO: 3235-0147 EXPIRATION DATE: 11/30/2003
RESPS:4 HOURS:96 COSTS(000):$0
Rule 44 -- Sales of Securities and Assets
FORMS: NONE
OMB NO: 3235-0149 EXPIRATION DATE: 03/31/2004
RESPS:62 HOURS:16 COSTS(000):$0
Rule 29-Reports for State Commissions
FORMS: NONE
OMB NO: 3235-0151 EXPIRATION DATE: 08/31/2005
RESPS:50 HOURS:25 COSTS(000):$0
Withdrawal from Registration with the Commission as a Transfer
Agent. (17 CFR 240.17Ac3-1(a) and Form TA-W (17 CFR 249b.101)
FORMS: SEC-1669
OMB NO: 3235-0152 EXPIRATION DATE: 11/30/2003
RESPS:7 HOURS:35 COSTS(000):$0
Solicitation of Securities; 17 CFR 250.62 and Form U-R-1
FORMS: SEC-1927 FORM-U-R-1
OMB NO: 3235-0153 EXPIRATION DATE: 04/30/2003
RESPS:40 HOURS:540 COSTS(000):$0
Family of Uniform System of Accounts for Mutual and Subsidiary
Service Companies, Rules 93, 94 and Form U-13-60
FORMS: SEC-1926
OMB NO: 3235-0154 EXPIRATION DATE: 01/31/2005
RESPS:14 HOURS:46 COSTS(000):$0
Rule 45 (17 CFR 250.45) under the Public Utility Holding Company
Act of 1935, Loans, extensions of credit, donations and capital
contributions to associate companies
FORMS: NONE
OMB NO: 3235-0157 EXPIRATION DATE: 03/31/2005
RESPS:200 HOURS:600 COSTS(000):$0
Form N-8F Application for Deregistration of Certain Registered
Investment Companies
FORMS: SEC-1691
OMB NO: 3235-0158 EXPIRATION DATE: 03/31/2006
RESPS:1,000 HOURS:106,200 COSTS(000):$15,000
Rule 20a-1 under the Investment Company Act of 1940,
Solicitation of Proxies, Consents and Authorizations
FORMS: NONE
OMB NO: 3235-0160 EXPIRATION DATE: 11/30/2003
RESPS:5 HOURS:10 COSTS(000):$0
Rule 3 -- Exemption of Certain Banks Form U-3A3-1--Statement by
Bank Claiming Exemption
FORMS: SEC-1835
OMB NO: 3235-0161 EXPIRATION DATE: 04/30/2003
RESPS:91 HOURS:228 COSTS(000):$0
Form U-3A-2, Statement of Holding Company Claiming Exemption,
Rule 2
FORMS: SEC-1834
OMB NO: 3235-0162 EXPIRATION DATE: 11/30/2003
RESPS:1 HOURS:2 COSTS(000):$0
Rule 95--Reports Required from Affiliate Service Companies and
Companies Principally Engaged in Performing Services Form
U-13E-1 Report to Be Filed by an Affiliate Service Company or a
Company
FORMS: SEC-1888
OMB NO: 3235-0163 EXPIRATION DATE: 07/31/2004
RESPS:89 HOURS:89 COSTS(000):$0
Form U-6B-2 Certificate of Notification
FORMS: 242
OMB NO: 3235-0164 EXPIRATION DATE: 04/30/2004
RESPS:19 HOURS:262 COSTS(000):$0
Rule 1(c) and Form U5S thereunder, Annual Report
FORMS: 1306
OMB NO: 3235-0165 EXPIRATION DATE: 11/30/2003
RESPS:8 HOURS:24 COSTS(000):$0
Form U-7D-Certificate-Public Utility Holding Company Act of 1935
FORMS: SEC-1771
OMB NO: 3235-0169 EXPIRATION DATE: 10/31/2004
RESPS:2 HOURS:704 COSTS(000):$40
Form N-5, registration statement of small business investment
companies under the Securities Act of 1933 and the Investment
Company Act of 1940.
FORMS: SEC-993
OMB NO: 3235-0170 EXPIRATION DATE: 11/30/2003
RESPS:8 HOURS:320 COSTS(000):$0
Family of Registration Filings - Form U5A, SEC 1843 & Form U5B,
FORMS: SEC-1843 SEC-1844
OMB NO: 3235-0173 EXPIRATION DATE: 01/31/2005
RESPS:250 HOURS:167 COSTS(000):$0
Rule 71 [17 CFR 250] Statements to be Filed Pursuant to Section
12(i). Form U-12(I)-A, Form U-12(I)-B
FORMS: 1381 979
OMB NO: 3235-0175 EXPIRATION DATE: 10/31/2004
RESPS:263 HOURS:263 COSTS(000):$96
Form N-8A under the Investment Company Act of 1940: Notification
of Registration of Investment Companies
FORMS: SEC-1102
OMB NO: 3235-0176 EXPIRATION DATE: 06/30/2004
RESPS:1 HOURS:1 COSTS(000):$0
Family of rules under section 8(b) of the Investment Company Act
of 1940. 17 CFR 270.8b-1 to 270.8b-32.
FORMS: NONE
OMB NO: 3235-0177 EXPIRATION DATE: 06/30/2003
RESPS:1 HOURS:1 COSTS(000):$0
Rule 6e-2 under the Investment Company Act of 1940, exemptions
for certain variable insurance separate accounts.
FORMS: NONE
OMB NO: 3235-0178 EXPIRATION DATE: 04/30/2003
RESPS:4,295 HOURS:20,616,000 COSTS(000):$0
Rule 31a-1 under the Investment Company Act of 1940 [17 CFR 270.
31a-1], Records to be maintained by registered investment
companies, certain majority-owned subsidiaries thereof, and other
FORMS: NONE
OMB NO: 3235-0179 EXPIRATION DATE: 01/31/2006
RESPS:4,500 HOURS:945,000 COSTS(000):$122,361
Rule 31a-2 Records to be preserved by registered investment
companies, certain majority-owned subsidiaries thereof, and
other persons having transactions with registered investment
companies
FORMS: NONE
OMB NO: 3235-0181 EXPIRATION DATE: 03/31/2004
RESPS:1 HOURS:1 COSTS(000):$0
Rule 83-Exemption in the Case of Transactions with Foreign
Associates
FORMS: NONE
OMB NO: 3235-0182 EXPIRATION DATE: 11/30/2003
RESPS:22 HOURS:88 COSTS(000):$0
Rule 88 (Form U-13-1)-Approval of mutual service companies-
organization and conduct of business of subsidiary service
companies.
FORMS: SEC-2100
OMB NO: 3235-0183 EXPIRATION DATE: 11/30/2003
RESPS:1 HOURS:1 COSTS(000):$0
Rule 26--Financial Statement and Recordkeeping Requirements for
Registered Holding Companies and Subsidiaries
FORMS: NONE
OMB NO: 3235-0184 EXPIRATION DATE: 03/31/2005
RESPS:3,080 HOURS:107,800 COSTS(000):$50,504
Form S-6 [17 CFR 239.16]--for registration under the Securities
Act of 1933 of Unit Investment Trusts registered on Form N-8B-2
FORMS: SEC-649
OMB NO: 3235-0186 EXPIRATION DATE: 10/31/2004
RESPS:20 HOURS:704 COSTS(000):$101
Form N-8B-2; Registration Statement of Unit Investment Trusts
that are currently issuing securities.
FORMS: SEC-0977
OMB NO: 3235-0194 EXPIRATION DATE: 04/30/2003
RESPS:8 HOURS:4 COSTS(000):$0
Rule 24b-1; Documents to be Kept Public by Exchanges
FORMS: NONE
OMB NO: 3235-0195 EXPIRATION DATE: 10/31/2005
RESPS:1 HOURS:130 COSTS(000):$18
Rule 17Ab2-1, Registration of Clearing Agencies (17 CFR
240.17Ab2 -1a) and Form CA-1 (17 CFR 249b.200)
FORMS: CA-1(SEC-1853)
OMB NO: 3235-0198 EXPIRATION DATE: 09/30/2005
RESPS:300 HOURS:600 COSTS(000):$0
Rule 15c2-5 (17 CFR 240.15c2-5); Disclosure and Other
Requirements When Extending or Arranging Credit in Certain
Transactions
FORMS: NONE
OMB NO: 3235-0199 EXPIRATION DATE: 02/28/2006
RESPS:206,000,000 HOURS:572,000 COSTS(000):$13,900
Rule 17a-5(c); Customer Financial Statements for Brokers and
Dealers
FORMS: NONE
OMB NO: 3235-0200 EXPIRATION DATE: 09/30/2005
RESPS:1,100 HOURS:950 COSTS(000):$0
Rule 15c3-1; Net Capital Requirements for Brokers and Dealers
FORMS: NONE
OMB NO: 3235-0202 EXPIRATION DATE: 05/31/2005
RESPS:14,240 HOURS:125,998 COSTS(000):$500
Rule 15c2-11, 17 CFR 240.15c2-11 (Publication or submission of
quotations without current information)
FORMS: NONE
OMB NO: 3235-0204 EXPIRATION DATE: 07/31/2004
RESPS:50 HOURS:900 COSTS(000):$0
Rule 19d-3--Applications for Review of Final Disciplinary
Sanctions, Denials of Membership Participation or Limitations of
Access to Services Imposed by Self-Regulatory Organizations.
FORMS: NONE
OMB NO: 3235-0205 EXPIRATION DATE: 04/30/2003
RESPS:30 HOURS:90 COSTS(000):$0
Rule 19d-2. Applications for Stays of Disciplinary Sanctions or
Summary Suspensions by a Self Regulatory Organization
FORMS: NONE
OMB NO: 3235-0206 EXPIRATION DATE: 07/31/2004
RESPS:1,100 HOURS:2,750 COSTS(000):$0
Rule 19d-1--Notices by Self-Regulatory Organizations of Final
Disciplinary Actions, Denials, Bars, or Limitations Respecting
Membership Association, Participation, or Access to Services and
FORMS: NONE
OMB NO: 3235-0208 EXPIRATION DATE: 08/31/2004
RESPS:31 HOURS:1,211 COSTS(000):$0
Rule 17a-1: Recordkeeping rule for national securities
exchanges, national securities associations, registered clearing
agencies, and the Municipal Securities Rulemaking Board.
FORMS: NONE
OMB NO: 3235-0211 EXPIRATION DATE: 09/30/2005
RESPS:70 HOURS:70 COSTS(000):$0
Investment Company Act rule 18f-1, 17 C.F.R. Sec. 270.18f-1,
exemption from certain requirements of section 18(f)(1) for
registered open-end investment companies that have the right to
FORMS: N-18F-1 SEC1846
OMB NO: 3235-0212 EXPIRATION DATE: 07/31/2003
RESPS:18,000 HOURS:225,000 COSTS(000):$60
Rule 12b-1 [17 CFR 270.12b-1] under the Investment Company Act
of 1940: Distribution of Shares by Registered Open-end
Management Investment Company.
FORMS: NONE
OMB NO: 3235-0213 EXPIRATION DATE: 09/30/2003
RESPS:1 HOURS:3,500 COSTS(000):$0
Rule 17g-1 [17 CFR 270.17g-1] under the Investment Company Act
of 1940: Bonding of Officers and Employees of Registered
Management Investment Companies
FORMS: NONE
OMB NO: 3235-0214 EXPIRATION DATE: 03/31/2006
RESPS:8,000 HOURS:2,000 COSTS(000):$0
Investment Company Act rule 17a-7, 17 C.F.R. Sec. 270.17a-7,
Exemption of Certain Purchase or Sale Transactions Between an
Investment Company and Certain Affiliated Persons Thereof.
FORMS: NONE
OMB NO: 3235-0216 EXPIRATION DATE: 06/30/2003
RESPS:6,700 HOURS:3,350 COSTS(000):$0
Investment Company Act Rule 19a-1, C.F.R. 270.19a-1, Written
Statement to Accompany Dividend Payments by Management Companies
FORMS: NONE
OMB NO: 3235-0217 EXPIRATION DATE: 07/31/2005
RESPS:2,216 HOURS:5,050 COSTS(000):$0
Rule 17e-1 [17 CFR 270.17e-1] under the Investment Company Act
of 1940, Brokerage Transactions on a Securities Exchange.
FORMS: NONE
OMB NO: 3235-0220 EXPIRATION DATE: 06/30/2003
RESPS:6,980 HOURS:1 COSTS(000):$0
Rule 30b2-1 (17 CFR 270.30b2-1) under the Investment Company Act
of 1940, Filing of Copies of Reports to Stockholders
FORMS: NONE
OMB NO: 3235-0222 EXPIRATION DATE: 07/31/2003
RESPS:15 HOURS:23 COSTS(000):$6
Investment Company Act rule 17f-1, C.F.R. Sec. 270.17f-1,
Custody of Securities with Members of National Securities
Exchanges
FORMS: NONE
OMB NO: 3235-0223 EXPIRATION DATE: 07/31/2003
RESPS:11,016 HOURS:24,704 COSTS(000):$1,360
Investment Company Act rule 17f-2, 17 C.F.R. Sec. 270.19a-1,
Custody of Investments by Registered Management Investment
Company.
FORMS: NONE
OMB NO: 3235-0224 EXPIRATION DATE: 10/31/2004
RESPS:113,896 HOURS:274,262 COSTS(000):$0
Rule 17j-1 (17 CFR 270.17j) under the Investment Company Act of
1940, Personal Investment Activities of Investment Company Per-
sonnel
FORMS: NONE
OMB NO: 3235-0225 EXPIRATION DATE: 01/31/2005
RESPS:2,715 HOURS:21,138 COSTS(000):$84
Rule 17f-4 (17 CFR 270.17f-4) under the Investment Company Act
of 1940, Custody of Investment Company Assets with a Securities
Depository.
FORMS: NONE
OMB NO: 3235-0226 EXPIRATION DATE: 08/31/2005
RESPS:8,255 HOURS:7,463 COSTS(000):$0
Rule 10f-3 [17 CFR 270.10f-3] under the Investment Company Act
of 1940, Exemption for the Acquisition of Securities During the
Existence of an Underwriting or Selling Syndicate
FORMS: NONE
OMB NO: 3235-0229 EXPIRATION DATE: 09/30/2005
RESPS:1 HOURS:1 COSTS(000):$0
Form N-17D-1 Report Filed by Small Business Investment Company
(SBIC) Registered Under the Investment Company Act of 1940 and
an Affiliated Bank, with Respect to Investment by the SBIC and
the
FORMS: SEC-1839
OMB NO: 3235-0230 EXPIRATION DATE: 05/31/2003
RESPS:115 HOURS:115 COSTS(000):$0
Form N-23C-1-Statement By Registerd Closed-end Investment
Company With Respect To Purchase Of Its Own Securities Pursuant
To Rule 23c-1
FORMS: SEC-1580
OMB NO: 3235-0232 EXPIRATION DATE: 07/31/2004
RESPS:6 HOURS:600 COSTS(000):$210
Form 1-E-Notification Under Regulation E; Rule 604-Filing of
Notification on Form 1-E; Rule 605-Filing and Use of the
Offering Circular.
FORMS: SEC-1807
OMB NO: 3235-0233 EXPIRATION DATE: 10/31/2003
RESPS:1 HOURS:4 COSTS(000):$0
Form 2-E under the Securities Act of 1933, Report of Sales
Pursuant to Rule 609 of Regulation E. Rule 609 under the
Securities Act of 1933, Report of Sales.
FORMS: 1808
OMB NO: 3235-0235 EXPIRATION DATE: 01/31/2005
RESPS:800 HOURS:600 COSTS(000):$1,095
Rule 17a-8 (17 CFR 270.17a-8) under the Investment Company Act
of 1940, Mergers of Affiliated Companies
FORMS: NONE
OMB NO: 3235-0236 EXPIRATION DATE: 04/30/2003
RESPS:12 HOURS:12 COSTS(000):$0
Form N-54C under the Investment Company Act of 1940,
notification of withdrawal of election to be subject to Sections
55 through 65 of the Investment Company Act of 1940 filed
pursuant to
FORMS: SEC1938
OMB NO: 3235-0237 EXPIRATION DATE: 04/30/2003
RESPS:3 HOURS:1 COSTS(000):$0
Form N-54A under the Investment Company Act of 1940,
notification of election to be subject to Sections 55 through 65
of the Investment Company Act of 1940 filed pursuant to Section
54(a) of
FORMS: SEC1937
OMB NO: 3235-0238 EXPIRATION DATE: 04/30/2003
RESPS:3 HOURS:1 COSTS(000):$0
Form N-6F under the Investment Company Act of 1940, notice of
intent to elect to be subject to Section 55 through 65 of the
Investment Company Act of 1940
FORMS: SEC1936
OMB NO: 3235-0240 EXPIRATION DATE: 06/30/2003
RESPS:95 HOURS:95 COSTS(000):$0
Rule 0-2 and Form ADV-NR (formerly titled "Rule 0-2, Consent to
Advisers and Owners; Forms 4-R, 5-R, 6-R, and 7-R")
FORMS: SEC-0241
OMB NO: 3235-0241 EXPIRATION DATE: 09/30/2005
RESPS:144,225 HOURS:72,113 COSTS(000):$963
Rule 206(4)-2 under the Investment Advisers Act of 1940-Custody
of Funds or Securities of Clients by Investment Advisers
FORMS: SEC-1716
OMB NO: 3235-0242 EXPIRATION DATE: 10/31/2003
RESPS:17,468 HOURS:11,180 COSTS(000):$0
Rule 206(4)-3 under the Investment Advisers Act of 1940 [17 CFR
275.206(4)-3], "Cash Payments for Client Solicitations."
FORMS: NONE
OMB NO: 3235-0243 EXPIRATION DATE: 06/30/2004
RESPS:25,120 HOURS:12,560 COSTS(000):$0
Rule 206(3)-2 under the Investment Advisers Act of 1940--Agency
Cross Transactions for Advisory Clients
FORMS: NONE
OMB NO: 3235-0247 EXPIRATION DATE: 11/30/2005
RESPS:1 HOURS:171 COSTS(000):$7
Form N-8b-4 under the Investment Company Act of 1940 --
Registration Statement of Face-Amount Certificate Companies
FORMS: SEC-1285
OMB NO: 3235-0259 EXPIRATION DATE: 07/31/2004
RESPS:50 HOURS:225 COSTS(000):$0
Rule 19h-1--Notices by Self-Regulatory Organizations of Proposed
Admission to or Continuance in Membership or Participation or
Association with a Member of any Person Subject to a Statutory
FORMS: NONE
OMB NO: 3235-0268 EXPIRATION DATE: 04/30/2003
RESPS:134,758 HOURS:319,211 COSTS(000):$140,000
Rule 2a-7 under the Investment Company Act of 1940 [17 CFR
270.2a-7], "Money market funds."
FORMS: NONE
OMB NO: 3235-0269 EXPIRATION DATE: 09/30/2005
RESPS:235 HOURS:15,320 COSTS(000):$0
Rule 17f-5 (17 CFR 270.17f-5) under the Investment Company Act
of 1940, Custody of Investment Company Assets Outside the United
States
FORMS: NONE
OMB NO: 3235-0272 EXPIRATION DATE: 01/31/2004
RESPS:649 HOURS:162.25 COSTS(000):$0
Rule 11a-2 [17 CFR 270.11a-2] under the Investment Company Act
of 1940: Offers of Exchange by Certain Registered Separate
Accounts or Others the Terms of Which Do Not Require Prior
Commission
FORMS: NONE
OMB NO: 3235-0273 EXPIRATION DATE: 03/31/2004
RESPS:1,093 HOURS:21,860 COSTS(000):$0
17 C.F.R. 240.17Ad-10; Rule 17Ad-10 Accurate Creation and
Maintenance of Securityholder Files
FORMS: NONE
OMB NO: 3235-0274 EXPIRATION DATE: 01/31/2004
RESPS:300 HOURS:150 COSTS(000):$0
Reports regarding aged record differences, buy-ins and failure
to post certificate detail to master securityholder and
subsidiary files. (17 CFR 240.17Ad-11)
FORMS: NONE
OMB NO: 3235-0275 EXPIRATION DATE: 01/31/2004
RESPS:200 HOURS:35,000 COSTS(000):$0
Rule 17Ad-13 Annual Study and Evaluation of Internal Accounting
Control (17 CFR 240.17Ad-13)
FORMS: NONE
OMB NO: 3235-0276 EXPIRATION DATE: 01/31/2004
RESPS:2,649 HOURS:132 COSTS(000):$0
Rule 6c-7 [17 CFR 270.6c-7] under the Investment Company Act of
1940: Exemptions from Certain Provisions of Sections 22(e) and
27 for Registered Separate Accounts Offering Variable Annuity
FORMS: NONE
OMB NO: 3235-0278 EXPIRATION DATE: 11/30/2005
RESPS:7,687 HOURS:1,625,638 COSTS(000):$11,301
Rule 204-2 Under the Investment Advisers Act of 1940 [17 CFR
275. 204-2]
FORMS: NONE
OMB NO: 3235-0279 EXPIRATION DATE: 04/30/2005
RESPS:7,217 HOURS:1,843,118 COSTS(000):$36,085
Rule 17a-4; Records to be Preserved by Certain Exchange Members,
Brokers and Dealers
FORMS: NONE
OMB NO: 3235-0286 EXPIRATION DATE: 11/30/2004
RESPS:186 HOURS:86,630 COSTS(000):$5,053
Regulation A (Forms 1-A and 2-A): Regulation A-Small Issuer
exemption from registration under the Securities Act and its
attendant forms. Form 1-A-Regulation A offering statement.
FORMS: SEC-1782 SEC-486 SEC-816
OMB NO: 3235-0287 EXPIRATION DATE: 01/31/2005
RESPS:70,204 HOURS:35,102 COSTS(000):$0
Form 4-Statement of Changes in Beneficial Ownership of Securities
FORMS: 1475
OMB NO: 3235-0306 EXPIRATION DATE: 01/31/2005
RESPS:25 HOURS:25 COSTS(000):$50
Part 257 [17 CFR 257] Preservation and Destruction of Records of
Registered Public Utility Holding Companies and of Mutual and
Subsidiary Service Companies.
FORMS: NONE
OMB NO: 3235-0307 EXPIRATION DATE: 11/30/2005
RESPS:4,410 HOURS:916,162 COSTS(000):$69,658
Form N-1A under the Investment Company Act of 1940 and the
Securities Act of 1933, Registration Statement of Open-End
Management Investment Companies
FORMS: 2052
OMB NO: 3235-0310 EXPIRATION DATE: 06/30/2003
RESPS:2,400 HOURS:600 COSTS(000):$0
Rule 22d-1 under the Investment Company Act of 1940-Exemption
from section 22(d) to permit sales of redeemable securities at
prices which reflect sales loads set pursuant to a schedule.
FORMS: NONE
OMB NO: 3235-0311 EXPIRATION DATE: 05/31/2005
RESPS:3 HOURS:25 COSTS(000):$1
Rule 7d-1 (17 CFR 270.7d-1) under the Investment Company Act of
1940. Specification of conditions and arrangements for Canadian
(or other foreign) management investment companies requesting an
FORMS: NONE
OMB NO: 3235-0313 EXPIRATION DATE: 06/30/2003
RESPS:1,300 HOURS:650 COSTS(000):$0
Rule 203-2 and Form ADV-W [17 CFR 275.203-2 and 279.2] under the
Investment Advisers Act of 1940
FORMS: SEC-0777
OMB NO: 3235-0316 EXPIRATION DATE: 11/30/2005
RESPS:60 HOURS:36,096 COSTS(000):$1,800
Form N-3: Registration Statement of Separate Accounts Organized
as Management Investment Companies
FORMS: 2124
OMB NO: 3235-0318 EXPIRATION DATE: 07/31/2005
RESPS:1,477 HOURS:300,292 COSTS(000):$29,747
Form N-4: Registration Statement of Separate Accounts Organized
as Unit Investment Trusts
FORMS: SEC-2125
OMB NO: 3235-0330 EXPIRATION DATE: 11/30/2005
RESPS:8,200 HOURS:154,950 COSTS(000):$1,850
Form N-SAR under the Investment Company Act of 1940, Semi-Annual
Report for Registered Investment Companies
FORMS: SEC-2100
OMB NO: 3235-0332 EXPIRATION DATE: 11/30/2003
RESPS:3,200 HOURS:3,200 COSTS(000):$0
Rule 2a19-1 under the Investment Company Act of 1940--Certain
Investment Company Directors Not Considered Interested Persons
FORMS: NONE
OMB NO: 3235-0336 EXPIRATION DATE: 05/31/2005
RESPS:485 HOURS:257,770 COSTS(000):$9,280
Form N-14, for the registration of securities under the
Securities Act of 1933 issued in business combination
transactions by investment companies and business development
FORMS: SEC-2106
OMB NO: 3235-0337 EXPIRATION DATE: 07/31/2003
RESPS:1,093 HOURS:3,404 COSTS(000):$0
Transfer Agents Annual Report 17 CFR 240.17Ac2-2, Form TA-2
FORMS: SEC-2113
OMB NO: 3235-0345 EXPIRATION DATE: 10/31/2003
RESPS:1,677 HOURS:8,385 COSTS(000):$0
Rule 206(4)-4 under the Investment Advisers Act of 1940 [17 CFR
275.206(4)-4], "Financial and Disciplinary Information that
Investment Advisers Must Disclose to Clients."
FORMS: NONE
OMB NO: 3235-0346 EXPIRATION DATE: 04/30/2003
RESPS:37,000 HOURS:89,143 COSTS(000):$0
Rule 34b-1 under the Investment Company Act of 1940, Sales
Literature Deemed to be Misleading
FORMS: NONE
OMB NO: 3235-0354 EXPIRATION DATE: 09/30/2005
RESPS:8,801 HOURS:4 COSTS(000):$440
Rule 19b-1 [17 CFR 270.19b-1] under the Investment Company Act
of 1940-Frequency of Distribution of Capital Gains
FORMS: NONE
OMB NO: 3235-0357 EXPIRATION DATE: 01/31/2005
RESPS:1 HOURS:1 COSTS(000):$0
Regulation S-Rules Governing Offers And Sales Made Outside The
United States Without Registration Under The Securities Act of
1933
FORMS: NONE
OMB NO: 3235-0358 EXPIRATION DATE: 09/30/2003
RESPS:2 HOURS:5,800 COSTS(000):$0
Rule 11a-3 [15 USC 90a-11(a)] under the Investment Company Act
of 1940 - Offers of Exchange by Open-End Investment Companies
Other Than Separate Accounts.
FORMS: NONE
OMB NO: 3235-0359 EXPIRATION DATE: 07/31/2003
RESPS:15 HOURS:2 COSTS(000):$0
Investment Company Act Form N-17f-1, "Certificate of Accounting
of Securities and Similar Investments of a Management Investment
Company in the Custody of Members of a National Securities
FORMS: SEC-2205
OMB NO: 3235-0360 EXPIRATION DATE: 07/31/2003
RESPS:612 HOURS:92 COSTS(000):$0
Form N-17f-2, "Certificate of Accounting of Securities and
Similar Investments in the Custody of Management Investment
Companies," filed pursuant to Investment Company Act Rule
FORMS: SEC-2198
OMB NO: 3235-0361 EXPIRATION DATE: 07/31/2003
RESPS:700 HOURS:35 COSTS(000):$0
Form ADV-E, cover sheet for each certificate of accounting of
client securities and funds in the possession or custody of an
investment adviser.
FORMS: SEC2223
OMB NO: 3235-0362 EXPIRATION DATE: 01/31/2005
RESPS:43,500 HOURS:43,500 COSTS(000):$0
Form 5-Annual Report of Transactions
FORMS: 2270
OMB NO: 3235-0369 EXPIRATION DATE: 01/31/2005
RESPS:33 HOURS:33 COSTS(000):$0
Rule 52-Exemption of Issue and Sale of Certain Securities Under
the Public Utility Holding Act of 1935
FORMS: NONE
OMB NO: 3235-0392 EXPIRATION DATE: 04/30/2003
RESPS:1,620,000 HOURS:27,000 COSTS(000):$0
Rule 15g-3. Broker or Dealer Disclosure of Quotations and other
Information Relating to the Penny Stock Market.
FORMS: NONE
OMB NO: 3235-0393 EXPIRATION DATE: 04/30/2003
RESPS:1,620,000 HOURS:27,000 COSTS(000):$0
Rule 15g-4; Disclosure of compensation to brokers or dealers
FORMS: NONE
OMB NO: 3235-0394 EXPIRATION DATE: 04/30/2003
RESPS:1,620,000 HOURS:27,000 COSTS(000):$0
Rule 15g-5. Disclosure of compensation of associated persons in
connection with penny stock transaction
FORMS: NONE
OMB NO: 3235-0411 EXPIRATION DATE: 08/31/2003
RESPS:8 HOURS:8 COSTS(000):$0
Rule 489 [17 CFR 230.489] under the Securities Act of 1933 -
Filing of Form by Foreign Banks and Certain of their Holding
Companies and Finance Subsidiaries Form F-N under the Securities
FORMS: SEC-2306
OMB NO: 3235-0413 EXPIRATION DATE: 03/31/2004
RESPS:6,500 HOURS:1,575 COSTS(000):$0
Rule 17Ad-16 Notice of Assumption or Termination of Transfer
Agent Services
FORMS: NONE
OMB NO: 3235-0417 EXPIRATION DATE: 02/28/2006
RESPS:1 HOURS:1 COSTS(000):$0
Regulation S-B-Integrated Disclosure System for Small Business
Issuers
FORMS: 2345
OMB NO: 3235-0418 EXPIRATION DATE: 02/28/2006
RESPS:650 HOURS:96,363 COSTS(000):$86,726
Form SB-2 Registration Statement for Small Business Issuers
FORMS: 2335
OMB NO: 3235-0419 EXPIRATION DATE: 02/28/2006
RESPS:254 HOURS:8,446 COSTS(000):$7,601
Form 10-SB Small Business issuer registration statement under
the Securities Exchange Act of 1934.
FORMS: 2336
OMB NO: 3235-0422 EXPIRATION DATE: 09/30/2004
RESPS:253 HOURS:2,898 COSTS(000):$689
Rule 23c-3 (17 CFR 270.23-3) under the Investment Company Act of
1940, Repurchase Offers by Closed-End Companies Form N-23c-3 (17
CFR 274.221) under the Investment Company Act of 1940,
FORMS: FORM-N-23C-3
OMB NO: 3235-0424 EXPIRATION DATE: 09/30/2005
RESPS:1 HOURS:1 COSTS(000):$0
Regulation S-T-General Rules and Regulations for Electronic
Filings
FORMS: SEC-2351
OMB NO: 3235-0425 EXPIRATION DATE: 01/31/2005
RESPS:69 HOURS:23 COSTS(000):$0
Form TH (Notification of reliance of Temporary Hardship
Exemption)
FORMS: 2348
OMB NO: 3235-0426 EXPIRATION DATE: 01/31/2005
RESPS:16 HOURS:160 COSTS(000):$0
Rule 53, certain registered holding company financings in
connection with the acquisition of one or more exempt wholesale
generators or foreign utility companies.
FORMS: NONE
OMB NO: 3235-0427 EXPIRATION DATE: 03/31/2005
RESPS:16 HOURS:1 COSTS(000):$0
Rule 54, Effect of Exempt Wholesale Generators on Other
Transactions
FORMS: NONE
OMB NO: 3235-0428 EXPIRATION DATE: 04/30/2004
RESPS:101 HOURS:405 COSTS(000):$0
Rule 57(a) and Form U-57, Notification of Foreign Utility
Company Status and Notification of Acquisition of an Interest in
a Foreign Utility Company
FORMS: 2372
OMB NO: 3235-0429 EXPIRATION DATE: 01/31/2005
RESPS:10 HOURS:30 COSTS(000):$0
Title Rule 57(b) Reporting Requirement for Associate Public-
Utility Companies. Form U-33-S.
FORMS: 2373
OMB NO: 3235-0430 EXPIRATION DATE: 04/30/2004
RESPS:11 HOURS:39,710 COSTS(000):$0
Rule 55, Exemption for certain acquisitions of one or more
foreign utility companies
FORMS: NONE
OMB NO: 3235-0447 EXPIRATION DATE: 01/31/2004
RESPS:3,031 HOURS:3,031 COSTS(000):$0
Rule 17f-6. Custody of Investment Company Assets with Futures
Commission Merchants and Commodity Clearing Organizations
FORMS: NONE
OMB NO: 3235-0452 EXPIRATION DATE: 04/30/2004
RESPS:4 HOURS:1 COSTS(000):$0
Notice of Exempt Preliminary Roll-Up Communication
FORMS: NONE
OMB NO: 3235-0456 EXPIRATION DATE: 08/31/2003
RESPS:8,203 HOURS:8,203 COSTS(000):$0
Form 24F-2 [17 CFR 274.24]--Annual Notice of Securities Sold
Pursuant to Rule 24f-2
FORMS: SEC-2393
OMB NO: 3235-0457 EXPIRATION DATE: 01/31/2005
RESPS:252 HOURS:1,008 COSTS(000):$0
Rule 58-Exemption of Investments in certain Nonutility
Companies; Form U9C-3-Certificate of Notification
FORMS: 2422
OMB NO: 3235-0459 EXPIRATION DATE: 10/31/2004
RESPS:46,482,355 HOURS:14,149,412 COSTS(000):$0
Rule 3a-4 (17 CFR 270.3a-4) under the Investment Company Act of
1940, "Status of Investment Advisory Programs."
FORMS: NONE
OMB NO: 3235-0463 EXPIRATION DATE: 04/30/2005
RESPS:20 HOURS:5 COSTS(000):$0
"Tell Us How We're Doing"
FORMS: NONE
OMB NO: 3235-0464 EXPIRATION DATE: 06/30/2005
RESPS:1,358 HOURS:31,079 COSTS(000):$0
Rule 101, 17 CFR 242.101 (Activities by Distribution
Participants)
FORMS: NONE
OMB NO: 3235-0465 EXPIRATION DATE: 06/30/2005
RESPS:519 HOURS:51 COSTS(000):$0
Rule 104, 17 CFR 242.104 (Stabilizing and other activities in
connection with an offering.)
FORMS: NONE
OMB NO: 3235-0472 EXPIRATION DATE: 10/31/2005
RESPS:7,250 HOURS:7,250 COSTS(000):$0
Rule 15c1-6, 17 CFR 240.15c1-6 (Disclosure of Interest in a
Distribution)
FORMS: NONE
OMB NO: 3235-0473 EXPIRATION DATE: 10/31/2005
RESPS:2 HOURS:2 COSTS(000):$0
Rule 17Ad-3(b)(17 CFR 240.17Ad-3); Notice to Issuers of Non-
Compliance with Transfer Agent Turnaround Standards
FORMS: NONE
OMB NO: 3235-0474 EXPIRATION DATE: 02/28/2005
RESPS:1,179 HOURS:10,611 COSTS(000):$0
Rule 10b-18 (17 CFR Sec. 240.10b-18); Purchases of Certain
Equity Securities by the Issuer and Others
FORMS: NONE
OMB NO: 3235-0488 EXPIRATION DATE: 04/30/2003
RESPS:305 HOURS:7,110 COSTS(000):$2,133
Rule 498 under the Securities Act of 1933, Profiles for Certain
Open-End Management Investment Companies
FORMS: NONE
OMB NO: 3235-0489 EXPIRATION DATE: 04/30/2003
RESPS:1 HOURS:40 COSTS(000):$0
Right of National Securities Exchange, National Securities
Association, Registered Clearing Agency or the Municipal
Securities Rulemaking Board to Destroy or Dispose of Documents.
FORMS: NONE
OMB NO: 3235-0494 EXPIRATION DATE: 03/31/2004
RESPS:1,310 HOURS:79,255 COSTS(000):$7,860
Rule 30d-2 under the Investment Company Act of 1940, "Reports to
Shareholders of Unit Investment Trusts."
FORMS: NONE
OMB NO: 3235-0495 EXPIRATION DATE: 03/31/2004
RESPS:845 HOURS:17,745 COSTS(000):$0
Rule 154 under the Securities Act of 1933, "Delivery of
Prospectuses to Investors at the Same Address"
FORMS: NONE
OMB NO: 3235-0496 EXPIRATION DATE: 05/31/2004
RESPS:6 HOURS:6,000 COSTS(000):$383
Appendix F to Rule 15c3-1, Optional Market and Credit Risk
Requirements for OTC derivatives dealers
FORMS: NONE
OMB NO: 3235-0497 EXPIRATION DATE: 03/31/2004
RESPS:6 HOURS:1,200 COSTS(000):$825
Rule 15c3-4; Internal Risk Management Control Systems for OTC
Derivatives Dealers.
FORMS: NONE
OMB NO: 3235-0499 EXPIRATION DATE: 03/31/2004
RESPS:8 HOURS:800 COSTS(000):$84
Net Capital Requirements for Brokers or Dealers; Definitions;
NRSRO Rule 15c3-1(c)(13)(17 CFR 240.15c3-1(c)(13))
FORMS: NONE
OMB NO: 3235-0500 EXPIRATION DATE: 03/31/2004
RESPS:8 HOURS:267 COSTS(000):$0
Filing and Amendment of National Market System Plans (17 CFR
240. 11Aa3-2)
FORMS: NONE
OMB NO: 3235-0503 EXPIRATION DATE: 07/31/2005
RESPS:559 HOURS:61,135 COSTS(000):$3,280
Form N-6 under the Investment Company Act of 1940 and the
Securities Act of 1933, Registration Statement of Variable Life
Insurance Separate Accounts Registered as Unit Investment Trusts.
FORMS: SEC-2567
OMB NO: 3235-0504 EXPIRATION DATE: 07/31/2004
RESPS:100 HOURS:100 COSTS(000):$0
Rule 19b-4(e) under the Securities Exchange Act of 1934 (17 CFR
240.19b-4(e))
FORMS: FORM-19B-4(E) SEC-2449 17CFR249.820
OMB NO: 3235-0506 EXPIRATION DATE: 08/31/2004
RESPS:105 HOURS:315 COSTS(000):$0
Rule 17a-4(b)(10); Records to be Preserved by Certain Exchange
Members, Brokers and Dealers
FORMS: NONE
OMB NO: 3235-0507 EXPIRATION DATE: 08/31/2004
RESPS:6 HOURS:252 COSTS(000):$0
Rule 19b-5 under the Securities Exchange Act of 1934 (17 CFR
240.19b-5); Pilot Trading System Rule Filing Requirements
FORMS: SEC-2552
OMB NO: 3235-0508 EXPIRATION DATE: 08/31/2004
RESPS:105 HOURS:2,835 COSTS(000):$0
Rule 17a-3(a)(16); Records to be Made by Certain Exchange
Members, Brokers and Dealers.
FORMS: NONE
OMB NO: 3235-0509 EXPIRATION DATE: 09/30/2004
RESPS:493 HOURS:1,988 COSTS(000):$37
Rule 301 (17 CFR 242.301) Requirements for Alternative Trading
Systems that are not National Securities Exchanges.
FORMS: FORM-ATS FORM-ATS-R
OMB NO: 3235-0522 EXPIRATION DATE: 05/31/2005
RESPS:300 HOURS:150 COSTS(000):$79
Rule 701-Exemption for offers and sales of securities pursuant
to certain compensatory benefit plans and contracts relating to
compensation
FORMS: NONE
OMB NO: 3235-0527 EXPIRATION DATE: 07/31/2005
RESPS:195 HOURS:33 COSTS(000):$0
Rule 7d-2 (17 CFR 270.7d-2) under the Investment Company Act of
1940, Definition of "public offering" as used in section 7(d) of
the Act with respect to certain Canadian tax-deferred retirement
FORMS: NONE
OMB NO: 3235-0528 EXPIRATION DATE: 07/31/2005
RESPS:105 HOURS:18 COSTS(000):$0
Rule 237 (17 CFR 230.237) under the Securities Act of 1933,
Exemption for offers and sales to certain Canadian tax-deferred
retirement savings accounts
FORMS: NONE
OMB NO: 3235-0529 EXPIRATION DATE: 09/30/2005
RESPS:3,675 HOURS:33,000 COSTS(000):$0
Rule 17f-7 (17 CFR 270.17f-7) under the Investment Company Act
of 1940, Custody of Investment Company Assets with A Foreign
Securities Depository
FORMS: NONE
OMB NO: 3235-0530 EXPIRATION DATE: 01/31/2006
RESPS:460 HOURS:630 COSTS(000):$31
Rule 32a-4 (17 CFR Sec. 270.32a-4) under the Investment Company
Act of 1940, "Independent Audit Committees"
FORMS: NONE
OMB NO: 3235-0531 EXPIRATION DATE: 03/31/2006
RESPS:1,336 HOURS:1,002 COSTS(000):$0
Rule 0-1(17 C.F.R. Sec. 270.0-1) under the Investment Company
Act of 1940, Definition of terms used in this part.
FORMS: NONE
OMB NO: 3235-0532 EXPIRATION DATE: 04/30/2003
RESPS:8,500 HOURS:706 COSTS(000):$0
Certain Broker-Dealers Deemed Not To Be Investment Advisers --
Rule 202(a)(11)-1 under the Investment Advisers Act of 1940
FORMS: NONE
OMB NO: 3235-0537 EXPIRATION DATE: 04/30/2003
RESPS:130,700,000 HOURS:716,000 COSTS(000):$2,600
Regulation S-P: Privacy of Consumer Financial Information
FORMS: NONE
OMB NO: 3235-0538 EXPIRATION DATE: 06/30/2003
RESPS:70 HOURS:70 COSTS(000):$0
Rule 203-3 and Form ADV-H under the Investment Advisers Act of
1940
FORMS: NONE
OMB NO: 3235-0539 EXPIRATION DATE: 06/30/2003
RESPS:52 HOURS:26 COSTS(000):$0
Securities and Exchange Commission Survey on Reciprocal Subpoena
Enforcement
FORMS: NONE
OMB NO: 3235-0540 EXPIRATION DATE: 06/30/2003
RESPS:18,200 HOURS:2,695 COSTS(000):$150
Rule 17a-25, Electronic Submission of Securities Trading Data by
Exchange Members, Brokers and Dealers
FORMS: NONE
OMB NO: 3235-0545 EXPIRATION DATE: 11/30/2003
RESPS:5,000 HOURS:375 COSTS(000):$3
Rule 27e-1 [17 C.F.R. Sec. 270.27e-1] "Requirements for Notice
to Be Mailed to Certain Purchasers of Periodic Payment Plan
Certificates Sold Subject to Section 27(d) of the Act" and Form
FORMS: SEC-1928
OMB NO: 3235-0546 EXPIRATION DATE: 11/30/2003
RESPS:48,900 HOURS:2,852 COSTS(000):$40
Rule 27f-1 [17 C.F.R. Sec. 270.27f-1], "Notice of Right of
Withdrawal to Be Mailed to Periodic Payment Plan Certificate
Holders and Exemption from Section 27(f) for Certain Periodic
FORMS: SEC-1929
OMB NO: 3235-0548 EXPIRATION DATE: 03/31/2004
RESPS:24 HOURS:480 COSTS(000):$0
Rule 35d-1 under the Investment Company Act of 1940, Investment
Company Names
FORMS: NONE
OMB NO: 3235-0552 EXPIRATION DATE: 04/30/2004
RESPS:1 HOURS:1 COSTS(000):$0
Rule 87, 17 CFR 250.87, Subsidiaries Authorized to Perform
Services or Construction or to Sell Goods
FORMS: NONE
OMB NO: 3235-0553 EXPIRATION DATE: 07/31/2004
RESPS:120 HOURS:1,860 COSTS(000):$0
Rule 19b-7 and Form 19b-7 under the Securities Exchange Act of
FORMS: FORM-19B-7
OMB NO: 3235-0554 EXPIRATION DATE: 07/31/2004
RESPS:189 HOURS:410 COSTS(000):$0
Rule 6a-4 and Form 1-N under the Securities Exchange Act of 1934
FORMS: FORM-1-N
OMB NO: 3235-0555 EXPIRATION DATE: 10/31/2004
RESPS:17 HOURS:170 COSTS(000):$0
Rule 6h-1 Under the Securities Exchange Act of 1934
FORMS: NONE
OMB NO: 3235-0556 EXPIRATION DATE: 10/31/2004
RESPS:1,399 HOURS:761 COSTS(000):$0
Form BD-N. Form for notice of registration as a broker-dealer
for the purpose of trading security futures products pursuant to
Section 15(b)(11) of the Securities Exchange Act of 1934.
FORMS: NONE
OMB NO: 3235-0558 EXPIRATION DATE: 05/31/2005
RESPS:6,365 HOURS:795 COSTS(000):$716
Waiver of Auditor Consent and Reissued Accountants' Report
FORMS: NONE
OMB NO: 3235-0559 EXPIRATION DATE: 11/30/2005
RESPS:20 HOURS:80 COSTS(000):$0
Rule 203A-2 Exemption for Certain Investment Advisers Operating
Through the Internet
FORMS: 1707
OMB NO: 3235-0560 EXPIRATION DATE: 07/31/2005
RESPS:1 HOURS:6 COSTS(000):$1
Rule 27d-1 (17 CFR 270.27d-1) under the Investment Company Act
of 1940, "Reserve Requirements for Principal Underwriters and
Depositors to Carry Out the Obligations to Refund Charges
FORMS: N-27D-1
OMB NO: 3235-0561 EXPIRATION DATE: 07/31/2005
RESPS:1,900 HOURS:2,850 COSTS(000):$0
Rule 12d3-1 [17 CFR 270.12d3-1] under the Investment Company Act
of 1940, Exemption of Acquisitions of Securities Issued by
Persons Engaged in Securities Related Businesses
FORMS: NONE
OMB NO: 3235-0562 EXPIRATION DATE: 07/31/2005
RESPS:420 HOURS:84 COSTS(000):$0
Rule 17d-1 [17 CFR 270.17d-1] under the Investment Company Act
of 1940, Applications regarding joint enterprise or arrangements
and certain profit-sharing plans
FORMS: NONE
OMB NO: 3235-0563 EXPIRATION DATE: 07/31/2005
RESPS:1,900 HOURS:2,850 COSTS(000):$0
Rule 17a-10 [17 CFR 270-17a-10] under the Investment Company Act
of 1940, Exemption for Transaction with Certain Subadvisory
Affiliates
FORMS: NONE
OMB NO: 3235-0564 EXPIRATION DATE: 07/31/2005
RESPS:420 HOURS:84 COSTS(000):$0
Rule 17a-6 [17 CFR 270.17a-6] under the Investment Company Act
of 1940, Exemption for Transactions with Portfolio Affiliates
FORMS: NONE
OMB NO: 3235-0565 EXPIRATION DATE: 07/31/2005
RESPS:41,484 HOURS:218,125 COSTS(000):$4,501
Rule 482 under the Securities Act of 1933 Advertising by an
Investment Company
FORMS: NONE
OMB NO: 3235-0566 EXPIRATION DATE: 07/31/2005
RESPS:6 HOURS:13 COSTS(000):$0
Rule 27d-2 (17 CFR 270.27d-2) and under the Investment Company
Act of 1940,"Insurance Company Undertaking in Lieu of Segregated
Trust Account."
FORMS: NONE
OMB NO: 3235-0567 EXPIRATION DATE: 09/30/2005
RESPS:479 HOURS:7,605 COSTS(000):$761
Framework for a Public Accountability Board-PAB
FORMS: ARTICLE-13
OMB NO: 3235-0568 EXPIRATION DATE: 09/30/2005
RESPS:921 HOURS:3,398 COSTS(000):$340
Framework for a Public Accountability Board-Accountants and
Audit Clients
FORMS: ARTICLE-13
OMB NO: 3235-0570 EXPIRATION DATE: 11/30/2005
RESPS:7,400 HOURS:37,000 COSTS(000):$0
Form N-CSR under the Investment Company Act of 1940 and the
Securities Exchange Act of 1934, Certified Shareholder Reports
FORMS: NONE
OMB NO: 3235-0571 EXPIRATION DATE: 11/30/2005
RESPS:6,203 HOURS:103,590 COSTS(000):$0
Rule 206(4)-6 Under the Investment Advisers Act of 1940 [17 CFR
275.206(4)-6]
FORMS: NONE
OMB NO: 3235-0572 EXPIRATION DATE: 03/31/2006
RESPS:4,560 HOURS:4,600 COSTS(000):$1,380
Reports of Evidence of Material Violations
FORMS: NONE
OMB NO: 3235-0573 EXPIRATION DATE: 02/28/2006
RESPS:15,000 HOURS:15,000 COSTS(000):$0
Record Retention under Regulation S-X
FORMS: NONE
OMB NO: 3235-0574 EXPIRATION DATE: 03/31/2006
RESPS:500 HOURS:500 COSTS(000):$0
Rule 3a-8 under the Investment Company Act
FORMS: NONE
OMB NO: 3235-0577 EXPIRATION DATE: 02/28/2006
RESPS:1 HOURS:1 COSTS(000):$0
Proposed Rule 30b1-4 under the Investment Company Act of 1940,
"Quarterly Report"
FORMS: NONE
OMB NO: 3235-0578 EXPIRATION DATE: 02/28/2006
RESPS:9,850 HOURS:197,000 COSTS(000):$0
Form N-Q under the Investment Company Act of 1940 and the
Securities Act of 1933, Quarterly Schedule of Portfolio Holdings
of Registered Management Investment Companies
FORMS: NONE
OMB NO: 3235-0582 EXPIRATION DATE: 03/31/2006
RESPS:5,200 HOURS:74,880 COSTS(000):$0
Form N-PX under the Investment Company Act of 1940, Annual
Report of Proxy Voting Record
FORMS: NONE
OMB NO: 2140-0003 EXPIRATION DATE: 07/31/2003
RESPS:133 HOURS:510 COSTS(000):$0
Maps and Information on Financial Assistance to be submitted in
FORMS: NONE
OMB NO: 2140-0006 EXPIRATION DATE: 10/31/2004
RESPS:20 HOURS:16 COSTS(000):$0
Application to Open and Account for Billing Purposes
FORMS: 1032
